Later artistic depiction in a historical story illustration.
Later artistic depiction in a historical story illustration.

221 CE–278 CE

Politiciangeneral

Yang Hu

羊祜

Yang Hu (221–December 27, 278), courtesy name Shuzi, was a native of Pingyang in Taishan, present-day Yangliu Town in Xintai, Shandong. He was a renowned Western Jin general, strategist, and politician, later respectfully called “Grand Tutor Yang.” He came from the prominent Taishan Yang clan of the Han and Wei periods and was a maternal grandson of the late-Han scholar Cai Yong. His elder sister Yang Huiyu married Sima Shi,…

221 CE–278 CEWestern Jin

PROFILE

Yang Hu (221–December 27, 278), courtesy name Shuzi, was a native of Pingyang in Taishan, present-day Yangliu Town in Xintai, Shandong. He was a renowned Western Jin general, strategist, and politician, later respectfully called “Grand Tutor Yang.” He came from the prominent Taishan Yang clan of the Han and Wei periods and was a maternal grandson of the late-Han scholar Cai Yong. His elder sister Yang Huiyu married Sima Shi, linking him by marriage to the Sima family. In the late Cao Wei period Yang Hu served in offices including Gentleman of the Secretariat and Director of the Palace Library. After the establishment of Western Jin, his role in supporting the new dynasty brought promotion to Right Vice Director of the Department of State Affairs and General of the Guards. In 269, the fifth year of the Taishi era, he was sent to Jingzhou as commander of its military affairs. During seven years at Xiangyang he promoted military agriculture and education and pursued a conciliatory policy. The army’s grain reserves grew from less than one hundred days’ supply to enough for ten years, helping create the military and popular foundations for the Jin conquest of Wu. He died of illness in 278, the fourth year of the Xianning era, after recommending Du Yu as his successor. Two years after his death, Du Yu carried out the conquest according to Yang’s plans. At the victory celebration Emperor Wu of Jin, Sima Yan, reportedly wept and said, “This was Grand Tutor Yang’s achievement.”

Other name
Yang Shuzi
Courtesy name
Shuzi
Period
Western Jin
Date of Birth
221
Date of Death
December 27 278
Dynasty/Regime
Western Jin
Identity
Politician, general
Ethnicity
Not recorded in historical sources
Native place
Pingyang, Taishan (present-day Yangliu Town, Xintai, Shandong)
Place of birth
Not recorded in historical sources
Place of death
Not recorded in historical sources
Highest office
See Biography and Major Activities

LIFE TIMELINE

Birth | Birth; the place is not recorded; Zheng Zhijia、Jiang LingOpen

Birth | Birth; the place is not recorded; Zheng Zhijia、Jiang Ling

Age five | His mother was a daughter of Cai Yong, giving him a strong Open

Age five | His mother was a daughter of Cai Yong, giving him a strong family scholarly tradition

Age twelve | His father Yang Dao died; Yang Hu mourned beyond ordinaryOpen

Age twelve | His father Yang Dao died; Yang Hu mourned beyond ordinary ritual requirements and served his uncle Yang Dan with great respect

In his twenties | Recruited together with Wang Shen by Cao Shuang; YanOpen

In his twenties | Recruited together with Wang Shen by Cao Shuang; Yang refused, and Cao Shuang’s later downfall was taken as confirmation of his foresight

Age twenty-nine | After the Incident at the Gaoping Tombs, his father-Open

Age twenty-nine | After the Incident at the Gaoping Tombs, his father-in-law Xiahou Ba defected to Shu; Yang was not implicated and continued to treat Xiahou Ba’s household with unusual kindness

Age thirty-five | Declined Sima Zhao’s recruitment, but was later summOpen

Age thirty-five | Declined Sima Zhao’s recruitment, but was later summoned by the court as Gentleman of the Secretariat and promoted to Gentleman Attendant at the Yellow Gate

Age forty-four | Under Cao Wei’s five-rank nobility system, enfeoffed Open

Age forty-four | Under Cao Wei’s five-rank nobility system, enfeoffed as Viscount of Juping with six hundred households; after Zhong Hui’s execution, became a staff officer to the Chancellor and shared confidential affairs with Xun Xu

Age forty-five | After Sima Yan succeeded as Chancellor, transferred tOpen

Age forty-five | After Sima Yan succeeded as Chancellor, transferred to Central Commander of the Army, commanding palace guards and participating in internal and external affairs

Age forty-six | After Sima Yan accepted the abdication and became empeOpen

Age forty-six | After Sima Yan accepted the abdication and became emperor, promoted for his support of the new dynasty to General of the Central Army, additionally Palace Attendant, and raised to Marquis of Juping

Age forty-seven | Appointed Right Vice Director of the Department of SOpen

Age forty-seven | Appointed Right Vice Director of the Department of State Affairs and General of the Guards; showed deference to senior figures such as Wang You, Jia Chong, and Pei Xiu

Age forty-nine | Sent to Jingzhou as Commander of the Military AffairsOpen

Age forty-nine | Sent to Jingzhou as Commander of the Military Affairs of Jingzhou with acting authority, beginning his long administration of Xiangyang

Age fifty | When the Wu general Lu Kang took command in Jingzhou, YangOpen

Age fifty | When the Wu general Lu Kang took command in Jingzhou, Yang became alert and secretly memorialized that a major naval force should be built in Yizhou

Age fifty-two | During the Battle of Xiling, failed to rescue Bu Chan Open

Age fifty-two | During the Battle of Xiling, failed to rescue Bu Chan and was demoted to General Who Pacifies the South

Age fifty-five | Appointed General-in-Chief Who Conquers the South andOpen

Age fifty-five | Appointed General-in-Chief Who Conquers the South and Commander Unequalled in Honor; recommended Wang Jun as General of the Dragon-Soaring Army and secretly prepared warships

Age fifty-six | Memorialized in favor of conquering Wu, but oppositionOpen

Age fifty-six | Memorialized in favor of conquering Wu, but opposition at court delayed the plan

Age fifty-eight | Seriously ill, went to court to explain his plan forOpen

Age fifty-eight | Seriously ill, went to court to explain his plan for conquering Wu and recommended Du Yu as successor; died on the xinmao day of the eleventh month, December 27, and was posthumously granted Attendant and Grand Tutor with the posthumous name Cheng

Two years after his death | Jin conquered Wu; Emperor Wu, Sima Yan, reOpen

Two years after his death | Jin conquered Wu; Emperor Wu, Sima Yan, reportedly wept and said, “This was Grand Tutor Yang’s achievement”

BIOGRAPHY

Biography

Family Background and Early Life

Yang Hu came from the distinguished Taishan Yang clan of the Han and Wei periods. Looking back nine generations from him, members of the family had repeatedly held offices of two-thousand-*shi* rank or above and were known for integrity and virtue. His grandfather Yang Xu had served as Grand Administrator of Nanyang in the late Han and was famous for the story of hanging up a fish to reject a bribe. His father Yang Dao was Grand Administrator of Shangdang under Cao Wei. His mother, Lady Cai, was a daughter of the renowned Han scholar and Left Gentleman General Cai Yong. Yang Hu’s elder sister Yang Huiyu married Sima Shi, son of Sima Yi, a marriage connection that deeply influenced his political career.

Yang lost his father at the age of twelve. He mourned with exceptional devotion and served his uncle Yang Dan very respectfully. According to one story, while still young he was playing by the Wen River when an old man told him: “Your appearance is extraordinary. Before you reach sixty, you will certainly accomplish great merit for the realm.” The old man then disappeared and his identity was never known. As an adult Yang was broadly learned, talented in writing, composed in bearing, said to stand seven chi and three cun tall, with handsome beard and brows, and skilled in debate. Xiahou Wei, a local military official in Taishan, considered him exceptional and arranged his marriage to the daughter of his elder brother Xiahou Ba.

Career and Political Judgment under Cao Wei

Yang Hu was recommended as an annual reporting official. The Yanzhou provincial administration recruited him four times as a staff officer or distinguished candidate, while five major offices also tried to appoint him, but he declined them all. During the Zhengshi era the struggle between Cao Shuang and Sima Yi grew increasingly intense. Although still young, Yang judged that Cao Shuang would ultimately lose. When Cao Shuang recruited both him and Wang Shen, Wang urged Yang to accept. Yang replied that risking one’s family and life in another man’s service was no easy matter. Wang Shen went alone. After Cao Shuang fell in the Incident at the Gaoping Tombs in 249, Wang was removed as a former retainer of Cao Shuang and came to admire Yang’s foresight.

Yang’s father-in-law Xiahou Ba later defected to Shu Han to escape danger. Most of Xiahou Ba’s relatives severed ties with his household for fear of implication, but Yang alone reassured and cared for them with even greater courtesy than before. Soon his mother and elder brother Yang Fa died in succession. Yang observed mourning rites for more than a decade, living plainly and gravely in the manner of a Confucian scholar.

In 255 Sima Zhao recruited Yang to the staff of the General-in-Chief, but Yang did not accept. He was later formally summoned by the court and appointed Gentleman of the Secretariat, then promoted to Gentleman Attendant at the Yellow Gate. Emperor Cao Mao of Wei enjoyed literature, and many court officials offered poems and fu. Yang maintained a principled position at court and did not permit personal closeness or distance to affect him, earning the respect of discerning men. After Cao Huan, Emperor Yuan of Wei, took the throne, Yang was enfeoffed as Marquis within the Passes with one hundred households. Because the emperor was young, Yang did not wish to remain a palace attendant and requested transfer, becoming Director of the Palace Library.

When Cao Wei introduced the five-rank nobility system in 264, Yang was enfeoffed as Viscount of Juping with six hundred households. Zhong Hui, favored by Sima Zhao and jealous of talented men, also made Yang wary. After Zhong Hui was executed that same year, Yang became a staff officer to the Chancellor and shared confidential affairs with Xun Xu, a close associate of Sima Zhao’s son Sima Yan. On the eve of the Jin succession, Sima Yan, now Chancellor, transferred Yang to Central Commander of the Army, with responsibility for palace guards and participation in internal and external political affairs.

Founding of Western Jin and Command in Jingzhou

In the twelfth month of the second Xianxi year, January 266, Sima Yan accepted the abdication and established Western Jin. Because Yang Hu had assisted in supporting the new dynasty, he was promoted to General of the Central Army, additionally made Palace Attendant, and raised to a commandery duke with three thousand households. Fearing the jealousy of powerful figures such as Jia Chong, he firmly declined the ducal rank and accepted only elevation of his existing title from Viscount of Juping to Marquis of Juping. Early in the Taishi era, Sima Yan appointed him Right Vice Director of the Department of State Affairs and General of the Guards, with his own military establishment. Since Wang You, Jia Chong, Pei Xiu, and others were senior men of great reputation from the previous dynasty, Yang repeatedly showed them deference.

Sima Yan had long intended to conquer Eastern Wu. In 269 he specially appointed Yang Commander of the Military Affairs of Jingzhou with acting authority, while retaining his offices as Palace Attendant and General of the Guards. At the time both Western Jin and Wu had a Jingzhou, confronting one another north and south. The border through Jingzhou was the longest section of the Jin-Wu frontier and was crucial to the planned conquest.

On taking office, Yang found Jingzhou unstable, its people unsettled, and the garrison short of grain. He first concentrated on development: establishing schools, promoting education, pacifying residents, attracting people from afar, and dealing candidly with people from Wu. Those who surrendered were free to stay or leave, and demolition of old government buildings was prohibited. Most importantly, he devised a way to induce Wu to withdraw the Shicheng garrison that posed the greatest threat to Xiangyang. He then divided his troops in half: one group patrolled and guarded the frontier, while the other cultivated fields. In that year the army opened more than eight hundred qing of farmland. When Yang arrived, the force had less than one hundred days of grain; later, reserves were sufficient for ten years. To recognize his achievements, Sima Yan abolished all the commander posts north of the Yangtze and appointed Yang General of the Southern Interior, placing all forces in the Handong and Jiangxia region under his command.

In camp Yang often wore a light warm fur robe with a loose sash rather than armor, and only a little more than a dozen guards attended him. He liked hunting and fishing and sometimes neglected official duties for them. One night he wished to leave camp, but the army marshal Xu Yin stood at the gate holding a wooden halberd and told him that a commander responsible for a vast frontier could not behave so carelessly, since his safety was the safety of the state; unless Xu died, the gate would not open that night. Yang changed his expression, apologized repeatedly, and thereafter went out much less often.

Defeat at Xiling and Strategic Adjustment

In 270 the celebrated Wu general Lu Kang became commander in Jingzhou. He quickly noticed Jin’s movements and submitted seventeen recommendations to the Wu ruler Sun Hao concerning the situation. Lu Kang’s arrival made Yang Hu more cautious. While strengthening military preparations in Jingzhou, Yang secretly memorialized Sima Yan that the conquest of Wu should exploit the advantages of the upper Yangtze and that a large navy should be built in Yizhou.

In the eighth month of 272, Sun Hao removed Bu Chan from command at Xiling. Fearing execution, Bu surrendered the city to Jin in the ninth month. Lu Kang immediately besieged Xiling. Emperor Wu ordered Yang Hu and Xu Yin, military supervisor of Baxi, to attack Jiangling and Jianping respectively in order to divide Lu Kang’s forces, while Inspector Yang Zhao of Jingzhou was to move directly to Xiling to rescue Bu Chan. Lu Kang, however, destroyed the roads north of Jiangling, creating severe supply problems for fifty thousand Jin troops. Jiangling’s defenses were also strong, and Yang’s army stalled below the city. Yang Zhao, with too few troops and an exposed supply line, was defeated by Lu Kang. Xiling fell, Bu Chan was captured, and his clan was killed.

Officials impeached Yang, arguing that he had commanded more than eighty thousand men against fewer than thirty thousand enemy troops, yet had remained before Jiangling while the enemy completed its defenses and had sent Yang Zhao’s smaller force into difficult ground with inadequate supplies. They charged him with violating the imperial order and lacking the conduct expected of a great minister, proposing dismissal. Yang was ultimately demoted to General Who Pacifies the South, while Yang Zhao was reduced to commoner status.

After Xiling, Yang changed his strategy. Proceeding cautiously and step by step, he expanded Jin territory through fortifications until the lands between the Han and Yangtze rivers were under Jin control. At the same time he treated the Wu military and population with conciliation, trust, and good faith, gradually undermining the loyalty of Wu commanders. Several Wu officers defected to Jin, and people in Wu came to respect him as “Lord Yang.” Lu Kang himself praised Yang’s virtue and breadth of character, saying that even Yue Yi and Zhuge Kongming could not surpass him.

Later Years and Final Recommendation

Early in the Xianning era Yang was appointed General-in-Chief Who Conquers the South and Commander Unequalled in Honor. He continued planning the conquest of Wu and argued that success required a fleet to descend the Yangtze from the upper river. A children’s rhyme in Wu said, “ATongFuATong,Xian DaoFuDuJiang。BuWeiAnShang Shou,Dan Book of Weii Zhong Long.” Yang therefore recommended Wang Jun, inspector of Yizhou and nicknamed Atong, to remain in Yizhou supervising military affairs. Emperor Wu promoted Wang Jun to General of the Dragon-Soaring Army and ordered him secretly to build warships.

Once his forces were trained, Yang memorialized that Wu ruler Sun Hao’s cruelty and loss of military loyalty created the opportunity for a decisive conquest. Emperor Wu agreed, but recent defeat in the Qin and Liang regions led most ministers to oppose a campaign at that time, and the plan was again delayed. The emperor wished to enfeoff Yang as Marquis of Nancheng Commandery, but Yang cited the example of Emperor Gaozu of Han granting Zhang Liang the title Marquis of Liu and politely declined, asking only for the title Marquis of Juping County.

Yang became gravely ill before seeing the conquest of Wu. He traveled to Luoyang and personally explained his strategy to the emperor. Emperor Wu later sent Secretariat Director Zhang Hua to Yang’s residence for further advice. Yang strongly urged that Jin act while Sun Hao was still alive, lest Wu gain a capable ruler after his death. On the xinmao day of the eleventh month in the fourth year of Xianning, December 27, 278, Yang’s illness worsened. Soon after recommending Du Yu as his successor, he died at the age of fifty-eight. Emperor Wu mourned deeply and posthumously granted him the offices of Attendant and Grand Tutor. People throughout his jurisdiction closed markets in mourning, and even Wu frontier soldiers wept for him.

Foreknowledge Without Boasting, His Protection of Xiahou Ba's Household, and His Modesty

When Guo Yi of Taiyuan saw Yang Hu he said that this was the Yan Hui of the day. He had been summoned along with Wang Shen by Cao Shuang, and when Wang Shen urged him to accept Yang Hu said that to give oneself body and life in another's service was no easy matter; and when Cao Shuang fell and Wang Shen was dismissed as his former officer, Wang Shen told Yang Hu that he had often remembered his words, and Yang Hu answered that he himself had not foreseen such an end — so little did he boast of his foresight. When his father-in-law Xiahou Ba went over to Shu, most of his connexions by marriage broke with his house, and Yang Hu alone comforted his family and treated them with more kindness than before. He served two reigns and held the secrets of government, being consulted on every gain and loss of policy, yet "had nothing to do with the pursuit of power or profit"; all his good counsels he "burned the drafts of, so that the world never heard them," and of those he advanced "no one knew from whom it came." When someone said he was too secretive he answered that to speak in a ruler's ear and then talk elsewhere was the very warning against a subject's leakiness, of which he feared only that he fell short; that not to be able to bring forward worthies and men of parts left one ashamed before the difficulty of knowing men; and that to be given rank in the court and then to go and thank a private patron was not what he would do. When his son-in-law advised him to acquire lands and property so as to have a refuge after office, he said nothing at the time, but told his sons afterwards that this was to know one thing and not the other, for a subject who builds up private wealth turns his back on public duty, which was a great delusion, and that they should understand his mind. He wrote to his younger cousin Yang Xiu that with the frontier settled he should retire to his native place with a kerchief and go east, to make there a plot for his coffin, for a plain scholar in high office could hardly avoid reproach for fullness, and that Shu Guang was his master. When he memorialized declining the honours of a staff of his own, it was on the ground that "if one who is not yet accepted in virtue receives high rank, the talented will not advance; and if one to whom merit has not accrued bears rich stipend, the laborious will not be encouraged," and he named three grand masters of light whose purity and simplicity had gone unrewarded while he was to pass over them, and asked how he could answer the empire's expectation. When an edict made the five counties of Wuyang, Mou, Nancheng, Liangfu and Pingyang south of Mount Tai into the commandery of Nancheng and would have enfeoffed him as its marquis, he firmly declined, saying that Zhang Liang had asked for ten thousand households at Liu and the Han founder had not thwarted his wish, whereas he had received Juping from the late emperor and would not presume to a heavier title and invite censure, and he refused the ceremony until the court gave way.

The Government of Jingzhou and the Concrete Practice of Conciliatory Good Faith

On reaching Jingzhou Yang Hu attended first to grain and order: he "opened schools and soothed and drew in far and near, greatly winning the hearts of the Jiang and Han," and dealt with the men of Wu in open good faith, "allowing those who surrendered to go if they wished"; and because officials who died in office were disliked by their successors and the old offices were often pulled down, he held that life and death were fated and had nothing to do with a dwelling, and sent orders prohibiting the practice in all the military provinces. The Wu garrison at Shicheng, seven hundred li from Xiangyang, did constant harm on the frontier, and Yang Hu, troubled by it, "by a stratagem caused Wu to withdraw the garrison." He then halved the patrols and used the other half to open eight hundred and more qing of military farms, so that where at his arrival the army had not a hundred days' grain, by his last year it had ten years' store. In practice, whenever he fought the men of Wu he fixed the time of battle beforehand and never struck by surprise, and against officers who proposed raids he used wine to make them drunk and stop their talk; when his men captured on the frontier the children of two Wu commanders he at once sent them back, and later, when the Wu commanders Xia Xiang and Shao Xie came over, the fathers of those boys brought their troops with them; when Wu commanders raided and were killed he honoured their loyalty, buried them richly and returned them with ceremony to their families; when the Wu commander Deng Xiang raided Xiakou he put a price on his capture and, having taken him, let him go, so that Deng Xiang in gratitude brought his men over; when his troops passing through Wu territory cut the rice for their rations they always repaid it in silk by the amount taken; and in hunting he forbade his men to cross the border, and if game first wounded by the men of Wu was taken by his soldiers he returned it. By such means the people of Wu were won over and respected him, calling him not by name but "Duke Yang." Lu Kang understood this well and used to warn his garrison commanders that the other side won men by virtue while they used only force, so that they would be conquered without fighting, and that they should simply hold their own side of the line and not contend for small gains. When Sun Hao heard of the peace along the two frontiers and questioned him, Lu Kang answered that a single town or village could not do without good faith, much less a great state, and that for him not to do so would only make the other's virtue the plainer, doing Yang Hu no harm; and men of the day said that the friendship of Hua Yuan and Zifan lived again. Once, when Lu Kang fell ill, Yang Hu sent him medicine, saying it was of his own compounding and untasted and that hearing of his illness he sent it first; and though the Wu officers urged him not to take it, Lu Kang had no doubt, saying that Yang Hu was not a man to poison anyone, and drank it down.

His Readjustment after the Western Fortress, and His Plan for the Conquest of Wu

In 272, when the Wu commander of Xiling, Bu Chan, came over to Jin, Lu Kang attacked Xiling in haste, and the emperor ordered Yang Hu and Xu Yin to attack Jiangling and Jianping separately so as to divide Lu Kang's force, while the governor of Jingzhou, Yang Zhao, went straight to relieve Bu Chan. But Lu Kang destroyed the roads north of Jiangling, so that the transport of grain for fifty thousand Jin troops became difficult, and Jiangling being strongly walled and hard to attack, Yang Hu sat before it without moving; and Yang Zhao, with few men and no grain, was beaten by Lu Kang, while Bu Chan was taken when the city fell and his whole clan killed. The officers memorialized that Yang Hu with more than eighty thousand men against a rebel force of no more than thirty thousand had sat at Jiangling and let the enemy prepare, and had sent a detached force into danger with few men and no grain so that the army was checked — that he had disobeyed the imperial command and shown no spirit of a great minister, and should be dismissed to his marquisate; and Yang Hu was accordingly reduced to general of the pacified south and Yang Zhao made a commoner. He afterwards drew the lesson and took to a double policy of nibbling at Wu's territory and practising good faith, extending Jin's land by building forts and stockades until all between the Han and the Yangtze was Jin's. On the plan for conquest he held that the advantage of the upper waters must be used; and when a Wu children's song ran that "A Tong, A Tong, carries a blade and crosses the river by float; the beasts on the bank he does not fear, but the dragon in the water," he said this must mean that the conquest would be won by a fleet and that they had only to find the man who answered to the name; and when Wang Jun, governor of Yizhou, was to be brought to the capital as minister of agriculture, Yang Hu, knowing him fit for the work and that his boyhood name was A Tong, memorialized to keep him as commander of the military affairs of Yizhou and made him general of the soaring dragon, secretly ordering him to build ships for the descent. He trained his troops and made ample preparation, and after seven years the Jin forces on the Jingzhou frontier far exceeded those of Wu. In his memorial on the conquest he argued that Shu, perilous as it was with mountains reaching the clouds and valleys without sunlight, had "no fence at all" to stop the invaders, not because its men lacked the will to fight but because their strength could not match; and he compared the present case, saying that the difficulties of the Huai and the Yangtze were no greater than those of Jiange, the dangers of the mountains no greater than those of Min and Han, that Sun Hao was more cruel than Liu Shan and the men of Wu more wretched than those of Ba and Shu, while Jin's armies were more numerous than before and its stores and arms better, so that "the empire should be settled now." His deployment was to bring the troops of Liang and Yi down by land and water, the host of Jing and Chu to Jiangling, the forces of Pingnan and Yuzhou straight at Xiakou and those of Xu, Yang, Qing and Yan toward Moling, "with drums and banners to confuse them and many devices to mislead them," so that Wu, one corner against the empire's host, would be scattered and forced to defend everywhere at once, and then with a surprise force from Ba and Han against an empty interior "one place broken would shake all above and below." He added that the men of Wu were quick by custom and could not last, and were inferior in bows, crossbows, halberds and shields, having only river fighting to their advantage, so that once the army entered their country the Yangtze would no longer be their defence, and falling back on their towns they would lose their strength and take on weakness, while the government troops, having advanced far from home, would have the will to die rather than yield; whereupon "the conquest may be certain within a season." The emperor took his words deeply to heart, but because the Jin armies had suffered defeats in Qin and Liang and most of the ministers did not agree, the plan was again delayed, and Yang Hu sighed that "of the things in the world that do not go as one wishes, seven or eight in ten," and that men who would not decide when decision was needed and would not take when the taking was offered could only leave regret to men of understanding afterwards.

His Handling of the Frontier, His Judgement of Men, and the Mourning after His Death

On frontier business, when the men of Wu raided the households of Yiyang and Jiangxia and the court sent an attendant with a letter reproaching Yang Hu for not pursuing them and proposing to move the provincial seat, Yang Hu answered that Jiangxia was eight hundred li from Xiangyang, so that by the time the raid was known the enemy had been gone a day already, and how could infantry sent out rescue the people; that to tire the army in order to escape blame was hardly fitting; that the Wei founder had placed his commanders near the provincial seats because an army does best united and worst dispersed; that on a frontier where now one side and now the other had the advantage the only wisdom was to hold firm, which was the good teaching of the ancients; and that to move the seat at random, when the rebels came and went without rule, would leave no place from which the province could properly be held — and the envoy had no answer. As to judging men, his nephew by marriage Wang Yan once came to discuss business with him, eloquent and brilliant, and Yang Hu disapproved; and Wang Yan, flinging his sleeve, rose to go, whereupon Yang Hu told his guests that Wang Yifu might hold a great place on the strength of a great name, but that he would corrupt custom and injure the moral order, and that this was certainly the man. In the affair of Bu Chan he had been about to put Wang Rong to death under military law, and so Wang Rong and Wang Yan both resented him and spoke against him at every opportunity, until men said that with the two Wangs in power Duke Yang had no virtue; and Xun Xu and Feng Dan and their like were much jealous of him — all of which shows that in the aristocratic politics of the day his honesty and uprightness were not always tolerated. He loved mountains and waters: "Hu delighted in mountains and waters, and whenever there was fine weather he must go, drinking and singing on Mount Xian all day without weariness," and he left the saying that of the things in the world that do not go as one wishes there are always seven or eight in ten. After his death the people of Xiangyang built a temple and set up a stele on Mount Xian where he had rested, the "stele of Duke Yang Hu, general of the southern expedition of Jin," and thereafter at the festivals the people would sacrifice and weep at the sight of it, so that his successor Du Yu called it the "stele of falling tears"; and the people of Jingzhou avoided his name, saying "door" rather than "household" and changing the office of "household bureau" to the "bureau of declining."

Major Activities

Administration of Jingzhou

Yang Hu’s seven years in Jingzhou formed a crucial preparatory phase in Western Jin’s strategy to conquer Wu. He first addressed the grain shortage through military agriculture, increasing reserves from less than one hundred days to enough for ten years. He established schools, promoted education, pacified residents, and dealt with people from Wu in good faith, allowing defectors to stay or leave as they wished. His plan led Wu to withdraw its garrison at Shicheng, removing a major threat to Xiangyang. These policies rapidly stabilized society in Jingzhou, strengthened the army, and made the region a firm base for the later conquest.

Conciliatory Policy and the “Friendship of Yang and Lu”

Although Yang Hu and Lu Kang faced each other as enemy commanders in Jingzhou, they developed mutual respect and often exchanged messages. Lu once sent wine to Yang, who drank it without suspicion. When Lu became seriously ill, Yang sent medicine. Lu’s subordinates urged caution, but Lu took it without hesitation, saying, “How could Yang Hu be a man who poisons others?” During their confrontation the Jingzhou front remained comparatively peaceful. The relationship became known as the “friendship of Yang and Lu.” Yang’s conciliatory strategy won the esteem of soldiers and civilians in Wu and helped prepare popular support for the later conquest.

Recommendation of Talent and Strategy for Conquering Wu

Yang made a key strategic proposal: exploit the upper Yangtze and build a powerful navy in Yizhou. He recommended Wang Jun as General of the Dragon-Soaring Army and had warships secretly constructed. On his deathbed he recommended Du Yu as his successor. Du later became a western commander in the conquest of Wu, captured Jiangling through stratagem, and induced the surrender of Jiao and Guang. Two years after Yang’s death, Jin finally conquered Wu. At the emperor’s birthday banquet, officials offered congratulations, and Emperor Wu reportedly raised his wine cup with tears and said, “This was Grand Tutor Yang’s achievement.”

Literary Writings

As a writer Yang loved mountains and rivers and apparently produced many writings, but because he was cautious by temperament, much of his manuscript material was burned and survives only in fragments quoted elsewhere. Known works included the two-juan *Laozi Zhuan* and the two-juan *Yang Hu Ji*. Only eight pieces are said in the source to survive today, including *Yan Fu*, *Rang Kaifu Biao*, *Qing Fa Wu Biao*, and *Zai Qing Fa Wu Biao*. The source compares *Rang Kaifu Biao* with Zhuge Liang’s *Chu Shi Biao*. The *Book of Jin*, “Biography of Yang Hu,” says: “HuLeShan Shui,Mei Feng JingBiZao。Xian Shan Zhi Jiu Yan Yong,ZhongRiBuJuan.” A saying attributed to him is: “Tian XiaBuRuYiShi,Heng ShiJuQiBa.”

Stele of Falling Tears

After Yang Hu’s death, the people of Xiangyang built a shrine and erected a stele on Mount Xian, a place he had enjoyed visiting. Its original name was the “Stele of Lord Yang Hu, General-in-Chief Who Conquers the South of Jin,” commonly shortened to “Lord Yang’s Stele.” In later years local people offered sacrifices there during seasonal festivals and were moved to tears on seeing it. Yang’s successor Du Yu therefore called it the “Stele of Falling Tears.” People of Jingzhou even avoided Yang Hu’s personal name: they called the household entrance *men* rather than *hu*, and renamed the Bureau of Households the Bureau of Documents. The Stele of Falling Tears is now located in Xiangyang, Hubei.

The Structure of His Plan for Conquering Wu, His Recommendations, and His Literary Remains

Yang Hu's plan for the conquest of Wu was not merely an attitude in favour of war but a scheme with an inner structure. First, position: he held that the conquest "must rely on the advantage of the upper waters," and so built a fleet in Yizhou and kept Wang Jun in charge of building ships. Second, division: the troops of Liang and Yi, of Jing and Chu, of Pingnan and Yuzhou, and of Xu, Yang, Qing and Yan were to advance on several roads at once so that the Wu forces would be "scattered and forced to defend everything." Third, deception: "drums and banners to confuse them and many devices to mislead them," so that the enemy could not tell the real from the feigned. Fourth, surprise: a force from Ba and Han against an empty interior, so that "one place broken would shake all above and below." Fifth, a judgement of men and geography: the men of Wu were quick by custom and could not last, strong on the water and weak on land, so that once the Jin army entered their country "the Yangtze would no longer be their defence, and falling back on their towns they would lose their strength and take on weakness," while the advancing government troops would have the will to die rather than yield. The scheme came out of the lesson of the defeat at Xiling and was in substance adopted by Jin in the conquest of Wu. In recommending men he kept Wang Jun in Yizhou and on his deathbed recommended Du Yu to succeed him; Du Yu became commander of the western line, took Jiangling by stratagem and brought Jiao and Guang to submit, and two years after Yang Hu's death Jin destroyed Wu, when at the emperor's birthday feast the ministers offered congratulations and the emperor, cup in hand, wept and said that this was the merit of the grand tutor Yang.

In letters and writings, Yang Hu loved mountains and waters and wrote a great deal, but being cautious by nature "burned many of his manuscripts," so that what survives is mostly fragments quoted in other men's books. Of his works there are known two scrolls of a Life of Laozi and two of a collected works, and only eight pieces survive, among them the "Rhapsody on the Wild Goose," the "Memorial Declining a Staff," and two memorials asking to conquer Wu, of which the memorial declining a staff is often compared with Zhuge Liang's "Memorial on Sending Out the Troops." His two memorials on the conquest are at once military plans and political documents, combining a judgement of the moment with an argument against the court's objections, and are a first-hand source for the decision to destroy Wu; while the memorial declining a staff, insisting again that "if one not yet accepted in virtue receives high rank the talented will not advance," answers to his lifelong habit of burning his drafts and letting no one know from whom a recommendation came.

Personal Relations

  • Grandfather: Yang Xu — Grand Administrator of Nanyang under Eastern Han, noted for integrity
  • Maternal grandfather: Cai Yong — Eastern Han scholar and writer
  • Maternal aunt: Cai Wenji
  • Father: Yang Dao — Grand Administrator of Shangdang under Cao Wei; died early
  • Mother: Lady Cai — daughter of Cai Yong
  • Uncles: Yang Dan and Yang Mi
  • Elder brother: Yang Fa — his mother was a daughter of Kong Rong; became military protector north of the Huai River
  • Second elder brother: Yang Cheng — full brother; died young of illness
  • Wife: Lady Xiahou — daughter of Xiahou Ba; the marriage was arranged by Xiahou Wei
  • Elder sister: Yang Huiyu — wife of Sima Shi, later Emperor Jing of Jin
  • Xiahou Wei — military official of Taishan who appreciated Yang Hu and arranged his marriage to his niece
  • Wang Shen — recruited with Yang by Cao Shuang; later admired Yang’s foresight after Cao Shuang’s fall
  • Fu Xuan — discussed mourning ritual regulations with Yang
  • Xun Xu — shared confidential government affairs with Yang
  • Zhang Hua — Secretariat Director sent by Emperor Wu to consult Yang during his final illness
  • Du Yu — recommended by Yang on his deathbed and later completed the conquest of Wu
  • Sima Zhao — recruited Yang to the staff of the General-in-Chief; Yang declined, but later served as a staff officer to the Chancellor
  • Sima Yan, Emperor Wu of Jin — related to Yang through the imperial family and deeply trusted him, entrusting him with planning the conquest of Wu
  • Lu Kang — leading Wu general and Yang’s opponent in Jingzhou; the two nevertheless respected one another, giving rise to the “friendship of Yang and Lu”
  • Wang Rong and Wang Yan — Yang had poor relations with both; he once wished to execute Wang Rong under military law and said Wang Yan damaged customs and moral transformation, while the two frequently criticized him

Historical Assessment

Western Jin / Contemporary

Emperor Wu of Jin’s mourning edict stated: “the Grand General Who Conquers the South, Marquis Hu of Nancheng, was upright and pure in virtue, single-minded and clear-sounding。Shi Zai Nei Zhi,Zhi DengDaMing,Nai XinDuCheng,Zuo You Wang Shi,RuZongJiMi,Chu Tong Fang Yue。”

After the conquest of Wu, Emperor Wu announced at Yang’s temple: “HuShou Ren Nan Xia,SiJingQiNan,Wai Yang Wang Hua,Nei Jing Miao Lve,ZhuDeTui Cheng,Jiang Han Gui Xin,JuYou ChengZi,Mou You QuanCe。”

Wu commander Lu Kang praised Yang’s virtue and breadth of character: “even Yue Yi and Zhuge Kongming could not surpass him。”

Staff members Liu Kuai, Zhao Yin, Liu Mi, Sun Bo, and others wrote to Du Yu: “His virtue was broad and empty, plain and generous and his understanding remote; his virtue was high and his substance generous, and this is his merit.”

Eastern Jin and Northern and Southern Dynasties

Xi Zuochi’s *Xiangyang Qijiu Ji* records the origin of the name “Stele of Falling Tears” and the enduring memory of Yang Hu among the people of Xiangyang.

During the Taiyuan era of Emperor Xiaowu of Jin, Xun Bozi of the Bureau of Sacrifices memorialized: “The Grand Tutor Gu and the Marquis of Juping, Yang Hu, whose virtue was renowned, were the mainstay of the state, helpers of the bright order, and their merit completed the pacification of Wu.”

Tang and Song Periods

The *Book of Jin* assessed Yang: “He spread great trust to the southern regions and won men's hearts in the Han and Zhu; he advanced the able and the wise and strengthened the foreign alliance. His merit lies in his success and failure, rich and full and generous, and his graceful bearing is recorded.” It also praised him: “Han Chixian and the Wu general Zuo Hui; Yang GongEnXin,Bai Wan Gui Lai。”

Ouyang Xiu of the Northern Song wrote in *Xianshan Ting Ji*: “Yuan Kai made his mark by his merit, and Shuzi by his person; their achievements differed, yet both are handed down unperishing.” He placed Yang Hu, Shuzi, alongside Du Yu, Yuankai: one enduring through benevolence, the other through achievement.

Modern and Contemporary

Modern historians generally regard Yang Hu as the effective architect of Western Jin’s strategy to conquer Wu. His seven years of administration in Jingzhou created decisive conditions for victory. His conciliatory policy and military agricultural measures displayed a strategy that combined military and political considerations. The “friendship of Yang and Lu” is often regarded as a rare example in ancient military history of mutual respect between enemy commanders. His cautious and modest character and the saying “Tian XiaBuRuYiShi,Heng ShiJuQiBa” have also remained widely cited in later reflections on conduct.

LOCAL NETWORK

Sima Yan↗Linked from this entry

Original note (Chinese): 晋臣,长期筹划灭吴。

Sun Hao↗Linked from this entry

Original note (Chinese): 西晋名将,西陵之战中败于陆抗

Sima Shi↗Related entry

Original note (Chinese): 羊祜姐夫,司马懿之子,其妻为羊祜之姐羊徽瑜

Sima Yan↗Related entry

Original note (Chinese): 晋武帝,羊祜的外甥辈,对其极为信任,委以伐吴重任

Lu Kang↗Related entry

Original note (Chinese): 吴国名将,荆州对峙的对手,但互相敬重,有“羊陆之交”美谈

Zhang Hua↗Related entry

Original note (Chinese): 中书令,羊祜病重时受武帝派遣问计

Wang Yan↗Related entry

Original note (Chinese): 羊祜谓王衍败俗伤化,王衍时常诋毁羊祜

Jia Chong↗Linked from this entry

Original note (Chinese): 与贾充同受司马昭信任,共定法律,后主张伐吴与贾充相左

Lu Kang↗Linked from this entry

Original note (Chinese): 西晋车骑将军,与陆抗对峙荆州。两人亦敌亦友,有'羊陆之交'的佳话,互赠酒药,推心置腹。

Shi Bao↗Linked from this entry

Original note (Chinese): 羊祜深知石苞不会谋反,为其辩护。

Zheng Chong↗Linked from this entry

Original note (Chinese): 贾充初定律令,与羊祜共咨太傅郑冲,请其润色。

Zhang Hua↗Linked from this entry

Original note (Chinese): 共同谋划伐吴,羊祜临终推荐杜预

羊续 · No matching entry available

羊祜祖父,东汉南阳太守,以清廉著称,有“悬鱼拒贿”事迹

蔡邕 · No matching entry available

羊祜外祖父,东汉名儒、文学家

羊衜 · No matching entry available

羊祜父亲,曹魏上党太守,羊祜十二岁时去世

羊徽瑜 · No matching entry available

羊祜同母姐,嫁司马师为妻,即景献皇后

夏侯霸 · No matching entry available

羊祜岳父,曹魏将领,高平陵之变后降蜀

杜预 · No matching entry available

羊祜临终举荐的接班人,后完成灭吴大业

王濬 · No matching entry available

羊祜推荐其为龙骧将军,在益州打造战船,为伐吴作准备

王沈 · No matching entry available

与羊祜同被曹爽征辟,羊祜劝其勿就职,后曹爽败亡,王沈佩服其先见

荀勖 · No matching entry available

与羊祜共掌机密,同为司马氏心腹

王戎 · No matching entry available

羊祜素与王戎不睦,曾欲以军法斩王戎,王戎时常诋毁羊祜

傅玄 · No matching entry available

与羊祜讨论恢复三年服丧之礼的问题

羊发 · No matching entry available

羊祜长兄,母为孔融之女,官至都督淮北护军

羊承 · No matching entry available

羊祜次兄,同母兄,因病早亡

夏侯威 · No matching entry available

泰山郡将,赏识羊祜并将兄长夏侯霸之女嫁给他

徐胤 · No matching entry available

军司马,曾持戟挡营门劝阻羊祜夜出,羊祜改容谢之

步阐 · No matching entry available

吴国西陵督,献城降晋引发西陵之战,后城陷被擒举族被杀

羊耽 · No matching entry available

羊祜叔父,羊祜丧父后事之甚谨

CONTEMPORARIES

Bibliography

  • Book of Jin, vol. 34, “YangHuChuan”
  • Records of the Three Kingdoms*JiJie*