Historical photograph of Yuan Shikai, published in Old China and Young America (1913).
Historical photograph of Yuan Shikai, published in Old China and Young America (1913).

1859 CE–1916 CE

Emperor

Yuan Shikai

袁世凯

Yuan Shikai was commander of the Beiyang New Army. In the late Qing he organized modern military forces and played the decisive political role in forcing the Qing court to abdicate. During the Republic of China he later attempted to restore monarchy and proclaimed himself emperor.

1859 CE–1916 CEQing Dynasty

PROFILE

Yuan Shikai was commander of the Beiyang New Army. In the late Qing he organized modern military forces and played the decisive political role in forcing the Qing court to abdicate. During the Republic of China he later attempted to restore monarchy and proclaimed himself emperor.

Other Name
Yuan Weiting
Courtesy Name
Weiting
Art Names
Rong'an; Master of Xixinting
Period
Qing
Date of Birth
September 16 1859
Date of Death
June 6 1916
Dynasty/Regime
Qing
Identity
Emperor
Ethnicity/People
Han Chinese
Native Place
Not recorded in historical sources
Place of Birth
Not recorded in historical sources
Reign
Not recorded in historical sources
Predecessor
Sun Yat-sen, Provisional President of the Republic of China
Successor
Li Yuanhong, President of the Republic of China
Era Name
Hongxian
Temple Name
Not recorded in historical sources
Posthumous Name
Not recorded in historical sources
Major Achievement
Commander of the Beiyang New Army; organized modern military forces in the late Qing and compelled the Qing abdication; later attempted to restore monarchy and proclaimed himself emperor during the Republic.

LIFE TIMELINE

Birth | Born at Yuanzhangying, Xiangcheng County, Chenzhou Prefecture, Henan (present-day Yuanzhangying Village, Qianfoge Subdistrict, Xiangcheng)
Age five | Adopted as heir by his childless adoptive father Yuan Baoqing
Age fourteen | Yuan Baoqing died while serving in Nanjing; Yuan Shikai escorted the coffin home for burial
Age fifteen | His collateral uncle Yuan Baoheng ordered him to study at the family school in Beijing, where he remained for four years
Age seventeen | Failed his first provincial examination in autumn; married a woman of the Yu clan from Shenqiu in the tenth lunar month
Age eighteen | Returned to Beijing in spring to continue his studies; accompanied Yuan Baoheng to Kaifeng to assist with famine relief
Age nineteen | Yuan Baoheng died after contracting an epidemic disease; Yuan Shikai returned to Xiangcheng, moved to Chenzhou, met Xu Shichang, and formed a sworn friendship with him
Age twenty | Failed the provincial examination again in autumn, burned his literary writings, and resolved to abandon the civil path for a military career
Age twenty-two | Went to Dengzhou in Shandong to join Huai Army general Wu Changqing and became an assistant in the camp administration office
Age twenty-three | Crossed to Korea with Wu Changqing, helped suppress the Imo Mutiny, remained in tributary Korea as an assistant for Korean military affairs, and helped train a new Korean army
Age twenty-five | Commanded Qing troops in suppressing the Gapsin Coup in Korea and drove back Japanese forces
Age twenty-six | Escorted the Daewongun Yi Ha-eung back to Korea in the tenth lunar month; in the eleventh was appointed “Imperial Resident in Korea for General Supervision of Diplomatic and Commercial Matters,” with rank equivalent to a third-rank circuit intendant
Age thirty-five | After the Donghak Peasant Rebellion erupted in Korea, fled in disguise shortly before the First Sino-Japanese War and reached Tianjin in July; in August was ordered to the Liaodong front to assist Zhou Fu in transporting grain and weapons
Age thirty-six | Emperor Guangxu approved Yuan's supervision of the Newly Created Army; Yuan formally took charge at Xiaozhan and began training China's first modern army on Western lines
Age thirty-eight | Promoted to Provincial Judge of Zhili while continuing to direct the Xiaozhan training program
Age thirty-nine | Promoted to Right Vice Minister of Works; during the coup against the Hundred Days' Reform informed Ronglu of the reformers' plan to surround the Summer Palace and seize the Empress Dowager, aggravating the consequences of the coup
Age forty | Acting Governor of Shandong; suppressed the Boxer Movement
Age forty-two | Acting Viceroy of Zhili and Beiyang Minister; formally confirmed the following year
Age forty-four | Memorialized for creation of the Army Training Office, served as associate minister of army training, and expanded the Beiyang New Army into six divisions
Age forty-eight | Transferred to serve as Grand Councillor and Minister of Foreign Affairs
Age forty-nine | After the successive deaths of Emperor Guangxu and Empress Dowager Cixi, Regent Zaifeng dismissed Yuan Shikai and ordered him home on medical leave
Age fifty-two | After the Wuchang Uprising, the Qing court recalled Yuan as Prime Minister of the Cabinet; he negotiated between north and south and compelled the abdication of the Xuantong Emperor Puyi
Age fifty-three | Qing abdication in February; elected Provisional President of the Republic of China and inaugurated in Beijing in March, establishing the Beiyang Government
Age fifty-four | Song Jiaoren was assassinated in March; Yuan suppressed the Second Revolution in July; elected the first formal President of the Republic of China in October
Age fifty-five | Promulgated the Constitutional Compact of the Republic of China, replacing the Provisional Constitution
Age fifty-six | Accepted Japan's Twenty-One Demands in May; in December announced that the following year would be the first year of the Hongxian era and proclaimed himself emperor
Age fifty-seven | On March 22 announced the cancellation of the monarchy and abolished the Hongxian era name; died of uremia in Beijing on June 6

BIOGRAPHY

Biography

Family Background and Early Life

Yuan Shikai came from a large family in Xiangcheng, Henan, and was described in the source text as a descendant of the Runan Yuan clan. His great-uncle Yuan Jiasan rose to the office of Governor-General of Grain Transport and participated in suppressing the Taiping and Nian forces, becoming the leading figure of the family. Yuan Shikai's biological father Yuan Baozhong was a landholding notable in Xiangcheng who had purchased the official title of subprefect. Yuan Shikai was Yuan Baozhong's fourth son; his biological mother was Lady Liu, a concubine of Yuan Baozhong. He was born on September 16, 1859, the twentieth day of the eighth lunar month in the ninth year of Xianfeng, at Yuanzhangying in Xiangcheng County, Chenzhou Prefecture, Henan. On the day of his birth Yuan Jiasan happened to send home a letter reporting a victory over Nian forces. Delighted, Yuan Baozhong chose the name “Kai,” meaning triumph, and following the family's generational sequence “Bao–Shi–Ke–Jia, Qi–Wen–Shao–Wu,” named the child Shikai.

Yuan Shikai was raised by his aunt Lady Niu, wife of Yuan Baoqing, and in 1864, the third year of Tongzhi, was formally adopted by the childless Yuan Baoqing as his heir. When Yuan was six, Yuan Baoqing found him an elementary tutor, Yuan Zhizhong, who taught him the Four Books and Five Classics. Yuan later traveled with Yuan Baoqing during official postings in Jinan, Yangzhou, and Nanjing. In Nanjing he studied martial arts under Qu Zhao and was said to enjoy visiting scenic sites and to be skilled at riding and archery, riding in his spare time to Qingliang Mountain, Mochou Lake, Taiping Lake, and other places. Yuan liked military treatises from childhood and wanted to master the art of defeating vast armies. He once remarked that although the commander of the three armies could not be taken from them, if he himself held one hundred thousand elite troops he could move freely across the empire. He spent heavily collecting editions of military works and was mocked as a “military-book pedant.” At age thirteen he wrote a couplet about a dragon coiled in the wilderness and a fat deer in the Central Plain, reflecting the ambition attributed to his youth in the source text.

In the summer of 1873, the twelfth year of Tongzhi, Yuan Baoqing died while in office in Nanjing. Yuan Shikai escorted the coffin home for burial and afterward lived in Huaiyang County. Early in 1874, his collateral uncle Yuan Baoheng, son of Yuan Jiasan, considered Yuan Shikai idle and ordered him to study in the family school in Beijing. From 1874 to 1877 he studied there seriously for four years and made substantial progress. Yuan Baoheng and Yuan Baoling supervised him strictly, while Yuan himself applied himself under demanding teachers. Yuan Baoling wrote to Yuan Baoheng that Shikai could indeed be developed; although his composition had “not yet entered the gate,” he had already become “fine material of above-average quality.”

In the autumn of 1876 the Yuan brothers sent Yuan Shikai back to Henan for the civil-service examination, but he failed. In the tenth lunar month he married a woman of the Yu clan from Shenqiu, at age seventeen. Early the next spring he returned to Beijing. Northern China was then struck by severe drought. Yuan Baoheng was ordered to Kaifeng to assist famine relief and took Yuan Shikai with him. Yuan displayed considerable administrative ability and enthusiasm in the relief work. In 1878 Yuan Baoheng died after contracting an epidemic disease. Yuan Shikai returned to Xiangcheng and moved to Chenzhou, where he met Xu Shichang, then working as a teacher. They formed a sworn friendship, and Xu later became an important adviser throughout Yuan's life. In 1879 Yuan received the nominal title of secretary in the Secretariat through a donation made in Yuan Baoheng's name for relief work. That autumn he again failed the provincial examination. In anger he burned his poems and essays and declared that a great man should serve on the frontier, secure order within and repel threats without, rather than remain trapped among brush and ink and waste his time.

Having failed twice in the examinations and unwilling to remain a rural landowner, Yuan looked for a career elsewhere. He wrote the poem “Reflections on Current Affairs,” which the source text presents as evidence of early ambition. Huai Army general Wu Changqing had been a sworn brother of Yuan Baoqing, and Yuan decided to seek his patronage. Yuan Baoling also wrote to Yuan Shikai, inviting him to learn military affairs in gratitude for Yuan Baoqing's kindness. In October 1881 Yuan therefore traveled to Dengzhou in Shandong and joined Wu Changqing's garrison.

Period in Korea

Wu Changqing's staff included educated figures such as Zhang Jian and Zhou Jialu. Under their guidance Yuan Shikai disciplined himself, lost some of the habits of a privileged youth, became more modest, and was regarded as a promising man. He was unusually appointed assistant in the camp administration office. Although he had grown tired of the civil examinations, he had not entirely abandoned the ambition. While in Wu Changqing's staff he continued studying for a degree and wrote to his third elder brother Yuan Shilian in March 1882 that he could not die content without obtaining even the lowest examination degree. The year 1882 was an examination year, and Yuan intended to sit for it, but events in Korea changed the direction of his life.

In 1882 the Imo Mutiny broke out in Korea. Yi Ha-eung, the Heungseon Daewongun and father of King Yi Hui (Gojong), used the military revolt to seize power. The faction of Queen Min, which was hostile to the Daewongun, appealed to the Qing court for military intervention. Yuan Shikai crossed to Korea with Wu Changqing's troops. Yuan led a Qing unit in the operation and killed several dozen participants in the mutiny. According to the source text, he fired continuously and advanced at the front, and his courage encouraged his troops, helping suppress the revolt quickly. Wu Changqing praised him to the Qing court for strict troop management, sound deployment, and exceptional courage in attacking, and reported him for first merit. Qing forces then seized the Daewongun and sent him to Baoding for questioning. Yuan Shikai, then twenty-three, remained in tributary Korea as an assistant for Korean military affairs and helped train a new army, beginning his later career in military organization.

During his stay Yuan received favorable comments from people in Korea. The source text quotes a Korean assessment that he was precociously capable and, after a year in the capital Seoul, had won the support of the city's population. He formed close friendships with Korean officials and scholars including Kim Yun-sik and Kim Byeong-si.

In 1884 members of the Enlightenment Party led by Kim Ok-gyun launched the Gapsin Coup in an attempt to overthrow the faction identified in the source text as the “Serving the Great” party. Japanese troops in Korea also acted and attempted to control the royal house. Yuan Shikai commanded Qing troops in driving the Japanese forces back, thereby preserving Qing suzerainty and related privileges in Korea. The source text treats his suppression of the coup as important because it checked Japanese influence, frustrated Japan's attempt to exploit the Sino-French War to gain Korea, and delayed the outbreak of war between China and Japan. Yuan's role drew the attention of Li Hongzhang, Viceroy of Zhili and Beiyang Minister, but also caused intense hostility among Japanese observers. Colleagues such as Wu Zhaoyou also became jealous and accused Yuan of recklessly provoking border conflict and misappropriating military funds. Yuan therefore returned to China early in 1885 and remained inactive for a time to avoid the attacks.

Li Hongzhang nevertheless decided to use him. In October 1885 Yuan escorted the Daewongun back to Korea, and in November Li appointed him “Imperial Resident in Korea for General Supervision of Diplomatic and Commercial Matters,” with rank equivalent to a third-rank circuit intendant. Yuan exerted extensive influence over Korean politics. His task, in the source text's formulation, was to reinforce the Qing tributary relationship with Korea, prevent moves toward Korean independence, and check Japan, Russia, and other powers. This led him to intervene directly in Korean domestic affairs and, on more than one occasion, to consider removing King Yi Hui.

Yuan's interference produced resentment from the Korean king and some officials, while officials within the Qing court repeatedly impeached him. In January 1888 King Yi Hui wrote requesting Yuan's removal, and the Korean representative Kim Myeong-gyu later appealed to Li Hongzhang for a replacement. Qing officials including Zhang Peilun also criticized Yuan as arrogantly self-important and claimed that keeping him long in Korea was of no benefit to the general situation. Li Hongzhang rejected these objections, kept Yuan in his post, and in February 1890 praised him as loyal by nature, keen in talent and judgment, able to uphold the larger situation, and willing to bear exceptional difficulty.

The source text concludes that although Yuan sometimes used excessive and rough methods during his twelve years in Korea because of his youth, his activities effectively checked Japanese and Russian penetration.

In 1894 the Donghak Peasant Rebellion broke out. Yuan encouraged the Korean government to request Qing military assistance. Japanese forces then quickly entered Korea, creating conditions for war. On July 19, shortly before the First Sino-Japanese War, Yuan escaped in civilian disguise and reached Tianjin on July 22. On August 6 he was ordered to the Liaodong front to assist Zhou Fu in transporting grain and weapons and gathering scattered soldiers. He remained until taking leave to visit home the following May. His Korean experience gave him substantial diplomatic and military experience and, according to the source text, made him one of the Qing officials with a comparatively deep understanding of Japan.

Xiaozhan Army Training and the 1898 Coup

During ten months connected with the Sino-Japanese front, Yuan witnessed the collapse of Qing armies and developed the idea of retraining forces on Western lines. He wrote that repeated defeats resulted not only from poor command but also from defective military institutions, and that unless the system was thoroughly reformed and Western methods adopted for serious training, the lessons of failure were alarming. Yuan had gained a reputation for understanding military affairs in Korea and strongly advocated new training, which opened the Xiaozhan phase of his career.

After the First Sino-Japanese War, reform movements spread across the country. Yuan Shikai also participated. At the end of June 1895, Liu Kunyi, Li Hongzhang, and Wang Wenshao jointly memorialized recommending him, and Emperor Guangxu ordered Yuan to Beijing for an audience. After meeting the emperor, Yuan submitted a long memorial at the end of August presenting a complete reform program: nine measures for cultivating talent, nine for financial administration, twelve for military training, and four for foreign relations. The source text presents these proposals as evidence of his reform ideas. He especially valued military reform, recognizing the political opportunity in command of a newly trained army. His memorial set out twelve measures for Western-style training, and he drafted regulations for the Newly Created Army, taking German infantry drill as the main model.

His proposals won support from Emperor Guangxu and senior officials. On December 8, 1895, Prince Yixin, Ronglu, and other princes and ministers jointly memorialized that Yuan should supervise the Newly Created Army. Guangxu approved the proposal the same day. Yuan formally took charge at Xiaozhan and began organizing what the source describes as China's first modern army trained on Western lines. During the period between his audience and the Xiaozhan training, Yuan actively associated with reform circles. He joined the Society for Strengthening Studies founded by Kang Youwei, Liang Qichao, and others and interacted closely with reformers, who increasingly regarded him as an ally. This later shaped their expectations during the 1898 crisis.

Yuan recruited 2,250 infantry and 300 cavalry in Shandong, Jiangsu, Anhui, Henan, and other areas, and combined them with 4,750 men of the Dingwu Army to form the “Newly Created Army.” At Xiaozhan he used the German army as a model and developed modern systems for recruitment, organization, officer appointment and training, military education, pay, and supply. He emphasized modernization and standardization of weapons and adopted advanced Western techniques, while demanding strict implementation of the new drills. This force later developed into the six divisions of the Beiyang New Army, the principal late Qing army. Many early Republican Beiyang military figures came from it. Yuan hired more than ten German officers as instructors and selected more than one hundred students from the Tianjin Military Academy as officers. He also recruited and promoted personal associates in order to strengthen his control. Many later became major military and political figures, including Duan Qirui, Feng Guozhang, Wang Shizhen, Cao Kun, and Zhang Xun. The Beiyang New Army gradually became Yuan's personal political base, and the source text describes him as progenitor of the Beiyang warlord group. American scholar Ralph L. Powell is quoted as observing that although Yuan's discipline was severe, soldiers liked him because he cared for them and paid them on time, and because he instilled loyalty primarily to Yuan himself rather than to the emperor.

In 1897 Yuan was promoted to Provincial Judge of Zhili while continuing to direct Xiaozhan training. In September 1898 he became Right Vice Minister of Works and was summoned to Beijing, becoming caught in the political crisis surrounding the Hundred Days' Reform. Emperor Guangxu relied on Kang Youwei, Liang Qichao, Tan Sitong, and other reformers, while the conservative group centered on Empress Dowager Cixi opposed them. Reformers had begun approaching Yuan in late July, when Xu Renlu went to Xiaozhan to test his attitude. Kang Youwei believed Yuan had been won over and recommended him for the vice-ministerial post.

On September 18, after receiving a secret edict from Guangxu saying that even his throne could not be secured, Kang and his associates felt the situation was urgent. They decided on a dangerous plan to surround the Summer Palace, seize Empress Dowager Cixi, and kill her favored official Ronglu, Viceroy of Zhili. The reformers assigned the military role to Yuan Shikai. That night Tan Sitong visited Yuan at Fahua Temple, informed him of the plan to “surround the palace grounds and seize the Empress Dowager,” and pressed him to mobilize the Newly Created Army. Yuan reluctantly agreed in the conversation and sent Tan away. On the morning of September 20 Yuan was received by Emperor Guangxu and later that day took a train to Tianjin. On the morning of September 21 Empress Dowager Cixi entered the Forbidden City from the Summer Palace, announced that she would again supervise government, dismissed Kang and other reformers, and ended the Hundred Days' Reform in what became known as the 1898 coup.

The source text notes that earlier interpretations often claimed Yuan's report to Ronglu caused Cixi's coup, but argues this was not accurate: the coup itself did not result from Yuan's report. Yuan did, however, report the reformers' scheme after returning to Tianjin. He had already learned from conservative censor Yang Chongyi that Cixi was about to take power and feared that Tan Sitong's request that he attack Cixi might become known and implicate him. He therefore informed Ronglu, allowing Cixi to learn of the reformers' plan and intensifying the consequences. At first Cixi had only denounced Kang Youwei for disorderly political speech and suspended him pending investigation, without yet addressing Tan Sitong and the others. Yuan's disclosure was followed by orders to arrest reformers and the execution of Tan Sitong and the other Six Gentlemen of the Hundred Days' Reform, while Guangxu was confined at Yingtai. The source text interprets Yuan's action as self-preservation after weighing the risks rather than support for the reformers' radical plan, which Yuan regarded as militarily hopeless and politically treasonous.

Late Qing New Policies, Dismissal, and Recall

In 1899 Yuan became acting Governor of Shandong and used the New Army to suppress the Boxer Movement. In 1901 he became acting Viceroy of Zhili and Beiyang Minister and was formally confirmed the following year. As Viceroy of Zhili, Yuan actively implemented the late Qing New Policies, including creating modern police forces, establishing new schools, promoting local self-government, and reorganizing finances. The source text describes Zhili under him as a model province for the New Policies.

In 1903 Yuan memorialized for establishment of the Army Training Office and became associate minister of army training. Building on the New Army, he expanded the Beiyang New Army to six divisions with roughly sixty to seventy thousand troops, making it the Qing court's principal military force. In 1907 Yuan was transferred to serve as Grand Councillor and Minister of Foreign Affairs, entering the central decision-making apparatus.

In 1908 Emperor Guangxu and Empress Dowager Cixi died in succession. Regent Zaifeng, Guangxu's younger brother and father of the Xuantong Emperor Puyi, distrusted Yuan. In January 1909, in the twelfth lunar month of the thirty-fourth year of Guangxu, Yuan was removed from office on the stated ground of a foot illness and ordered home to recuperate. Yuan returned to Huanshang Village near Zhangde, present-day Anyang in Henan, and lived in apparent retirement while continuing close contact with former Beiyang subordinates and watching political developments.

On October 10, 1911, the Wuchang Uprising began and revolutionary movements spread rapidly. Unable to suppress them militarily, the Qing court recalled Yuan. On October 14 he was appointed Viceroy of Huguang but declined on various pretexts. On October 27 the court named him Imperial Commissioner with authority over land and naval forces in Hubei, and on November 1 appointed him Prime Minister of the Cabinet. After obtaining military and political authority, Yuan used a strategy combining suppression and negotiation. He ordered Beiyang forces to take Hankou and Hanyang, placing military pressure on the revolutionaries, while secretly negotiating with them. The bargain described in the source text was that Yuan would force Qing abdication and establish a republic in exchange for revolutionary support for his assumption of the presidency.

Republican Period

On February 12, 1912, under Yuan Shikai's pressure and persuasion, Empress Dowager Longyu issued the Qing abdication edict in the name of the Xuantong Emperor Puyi, bringing the Qing dynasty to an end. On February 15 the Provisional Senate in Nanjing elected Yuan Provisional President of the Republic of China. On March 10 he took office in Beijing and established the Beiyang Government.

After becoming provisional president, Yuan's conflict with Sun Yat-sen's Tongmenghui, later reorganized as the Nationalist Party, deepened. In March 1913 Song Jiaoren, acting leader of the Nationalist Party, was assassinated in Shanghai. Public opinion widely suspected Yuan of involvement, an episode known as the Song Jiaoren assassination. In April Yuan concluded the Reorganization Loan with a consortium of British, French, German, Japanese, and Russian banks, pledging the salt tax and obtaining £25 million, which he used in part to suppress revolutionary opponents. In July Sun Yat-sen launched the Second Revolution against Yuan, but Yuan's forces quickly defeated it. In October Yuan pressured parliament to elect him the first formal President of the Republic of China.

In 1914 Yuan dissolved parliament, abolished the Provisional Constitution of the Republic of China, and promulgated the Constitutional Compact of the Republic of China, replacing cabinet responsibility with a presidential system and greatly strengthening presidential power. In May 1915, seeking Japanese support for his monarchical ambitions, Yuan accepted Japan's Twenty-One Demands except Group Five. In August, with Yuan's tacit approval, Yang Du and others organized the Society for Planning Security to promote monarchy. In December Yuan announced that the following year would be the first year of the Hongxian era and proclaimed himself emperor, an episode known as the Hongxian monarchy.

The imperial move provoked strong opposition across the country. On December 25, 1915, Cai E, Tang Jiyao, and others declared independence in Yunnan and launched the National Protection War against Yuan. Guizhou, Guangxi, Guangdong, and other provinces followed. Under severe internal and external pressure, Yuan announced on March 22, 1916 that the monarchy was cancelled and abolished the Hongxian era name, while retaining the title of president. The National Protection Army nevertheless continued its opposition, and divisions also appeared within the Beiyang camp. Yuan Shikai died of uremia in Beijing on June 6, 1916, aged fifty-seven.

His Family and Early Years

Yuan Shikai, courtesy name Weiting, also written Weitang, styled himself the Recluse of Rong and Master of the Pavilion of Washed Hearts, was a man of Xiangcheng in Henan, known to his age as Yuan of Xiangcheng. He was the fourth son of Yuan Baozhong by the concubine lady Liu and was born on 16 September 1859 at Yuanzhangying in Xiangcheng; and on the day of his birth Yuan Jiasan happened to send a letter home saying that he had won a battle, at which his father, overjoyed, named the child Kai and, following the family sequence of characters, named him Shikai. He was brought up by his aunt lady Niu and in 1864 was adopted as heir by the childless Yuan Baoqing. At six his adoptive father found him a first teacher, and following his father from post to post he learned arms at Nanjing under Qu Zhao and "delighted in roaming the hills and waters and was moreover good at riding and shooting, and in the intervals of his lessons would ride out to gaze from the heights." From boyhood he loved the art of war and resolved to learn to be the match of ten thousand men, saying that a commander could not be deprived of his command and that if he could hold a hundred thousand picked troops in his hand he might range at will over the realm; he would spend lavishly to collect every edition of the military books and would be mocked as the book-dolt Yuan, and at thirteen he wrote the couplet that the great dragon was still coiled and the deer of the central plain was fat. When Yuan Baoqing died at his post in Nanjing, Yuan Shikai brought the coffin home for burial and afterwards lived in Henan.

His Studies, His Relief Work, and His Two Failures

Yuan Shikai studied steadily at Beijing for four years, closely controlled by his brothers Yuan Baoheng and Yuan Baoling, and he himself knew how to exert himself, so that with a strict teacher's guidance he made great progress in those years; and at the end of one year Yuan Baoling wrote to Yuan Baoheng that Shikai was worth training, for though "his essays have not yet entered the door" he had already become "fine material of the upper middle class." He married a lady of the Yu family at seventeen and early the next spring returned to Beijing; and the north of China being then stricken with drought, Yuan Baoheng was ordered to Kaifeng to help manage relief and took Yuan Shikai with him, and in the relief work Yuan Shikai showed considerable capacity for affairs, being zealous and performing notably well. In 1878 Yuan Baoheng died of plague and Yuan Shikai went home; in 1879 he obtained an office through money his family had contributed for relief. Afterwards, failing again in the examinations, he burnt his poems and essays in a rage and said that a great man should do his service on the battlefield, keeping the realm at peace within and driving off the enemy without, and how could he moulder away so long among ink-stones and ruin his own life. He wrote a poem on his feelings to encourage himself, saying that the dragons and tigers before his eyes could not finish their fight and their murderous breath went up to the clouds, and that he wished to open a great mouth at heaven and swallow the braggart of the northern sky at one gulp. To repay Yuan Baoqing's kindness, Wu Changqing at that time wrote to him, calling him to come and learn the soldier's trade.

His Going to Wu Changqing and His Twelve Years in Korea

Yuan Shikai went to Wu Changqing, then stationed in the region, whose secretariat included such famous men as Zhang Jian, and under their guidance he polished himself so that his foppish air gradually fell away; he became modest and self-deprecating and inclined to learning, and being thought a man of promise he was exceptionally made an assistant in the office of military affairs. In 1882 he crossed to Korea with Wu Changqing's troops and, leading a body of Qing troops in support, in the fighting kept firing as he went and was first into the front, his resolution and courage infecting his men so that the mutiny was quickly put down; and the Qing court's report praised him for strict discipline in his troops, good direction of them, and particular valour in pressing to the attack, and awarded him the first merit. The Qing then took the prince regent Taewongun to Baoding for trial, and Yuan Shikai, then twenty-three, remained in Korea with the title of assistant in the Korean military service, and this was the beginning of his training of troops. His stay in Korea was well spoken of by all ranks there, and afterwards he commanded the Qing troops that drove back the Japanese and maintained the court's standing and privileges in Korea; and his suppression of the Gapsin coup of 1884 was of great significance, for it beat back the Japanese penetration, destroyed Japan's design of seizing Korea in the confusion and delayed the outbreak of war between China and Japan. For this Yuan Shikai was valued by the Qing court, and the Japanese hated him to the bone and plotted his ruin by a hundred devices. In early 1885 he returned home and stayed idle to avoid attack, but Li Hongzhang resolved to employ him and ordered him in October 1885 to escort the prince. His task in Korea, amid the trade of all nations and the watchfulness of neighbouring states, was to make Korea "understand the duty of honouring its superior and fix its wavering will, reforming its government within and joining friendly states without," and to prevent Korea's tendency to independence and the designs of Japan and Russia; and so he unavoidably interfered in Korean affairs and more than once plotted the deposition of the king. This drew the displeasure of the king and some of his ministers, and at the Qing court too there were repeated impeachments of him: in January 1888 the Korean king Yi Hui wrote asking the Qing to withdraw Yuan Shikai, and Korean officials at the Chinese court attacked him as arrogant and self-important, boastful and quarrelsome, whose long stay in Korea did no good to the general situation. Li Hongzhang overrode all objection, not only keeping him in Korea but writing in February 1890 that he was of loyal blood, of keen talent and insight, who upheld the general interest and alone undertook its difficulties. His twelve years in Korea, though he used violent and rough means in his young ardour, effectively checked the expansion of Japan and Russia.

The Sino-Japanese War and the Training at Xiaozhan

On 19 July, on the eve of the Sino-Japanese war, Yuan Shikai disguised himself as a common man and fled, reaching China on 22 July; he then took charge of the transport of grain and weapons and the gathering of stragglers, and in May of the next year went home on leave to see his family. In those ten months at the front, seeing the Qing armies collapse like a landslide, he conceived the idea of training troops on Western methods, saying that in this war they had been taken at advantage again and again, and that though this was due to bad direction it was in truth because the military system was not good, so that unless they measured the times and cleared away and remade, using Western methods and training earnestly, the lesson of the overturned cart ahead was enough to chill the heart. At the end of June 1895 an edict summoned the home-returning Yuan Shikai to audience at the capital, and he then presented a ten-thousand-word memorandum setting out a complete programme of reform: nine articles on storing up talent, nine on managing finance, twelve on training troops and four on foreign dealings; and he valued the training of troops above all, not only proposing twelve measures for Western-style drill but drafting the regulations for a new army. On 8 December 1895 the princes and great ministers jointly memorialised that Yuan Shikai be appointed to train the Newly Built Army, and the Guangxu emperor approved it the same day, so that Yuan Shikai formally took charge at Xiaozhan and began training China's first new-style army on Western lines. In the interval between his audience and the training at Xiaozhan he worked actively for the reform movement, was on the closest terms with the reformers, and was therefore taken by them for one of themselves, which laid the ground for the later affair of his informing. The training at Xiaozhan took the German army as its model and laid down a whole modern scheme of recruitment, organisation, appointment and training of officers, drill and instruction, and pay and rations; in equipment he attended to modernisation and standardisation, and he insisted on strictness in the new drill; and this force afterwards grew into the six divisions of the Beiyang. He also brought in and fostered a body of personal confidants to strengthen his hold on the whole army, most of whom afterwards became the military and political figures of the late Qing and early Republic; and the Beiyang New Army gradually became his own political capital, making him the founder of the Beiyang warlords.

His Informing in 1898

After Xiaozhan he was drawn into the political storm. The reformers had from the first placed their hopes in him, sending Xu Renlu to Xiaozhan at the end of July to sound him out, and Kang Youwei, judging that he "was moved on my behalf," recommended him. On the third day of the eighth month Kang Youwei and the rest obtained the secret edict of the Guangxu emperor that his own throne could not be preserved, and feeling the crisis pressing, took the desperate course of resolving to surround and control the empress dowager Cixi, who was then living there, and to kill her favourite the governor-general of Zhili, and this task was entrusted to Yuan Shikai. That night Tan Sitong entered Yuan Shikai's lodging, told him of the plot to surround the garden and seize the empress dowager, and pressed him to mobilise his troops to carry out the reformers' plan; and Yuan Shikai, unable to refuse, agreed and sent Tan Sitong away. On the morning of 20 September he was received by the Guangxu emperor and the same day took the train to Tianjin; and on the morning of 21 September the empress dowager announced that she would hold court and govern, dismissed Kang Youwei and the other reformers, and the reform of 1898 thus failed. By the findings of scholars, the claim that his informing caused Cixi's coup is not true and the coup was unconnected with it, but he did indeed inform: reaching Tianjin he had already learned from a censor of the empress dowager's party that she was about to take power, and fearing that Tan Sitong's urging him to send troops against her would come out and involve him, he informed, so that Cixi learned the reformers' plot and the consequences of the coup were the heavier — at first Cixi only reproved Kang Youwei for dangerous words and suspended him pending inquiry, saying nothing of Tan Sitong and the rest, whereas what followed from Yuan Shikai's informing was her order to arrest Kang and Liang and to put Tan Sitong and the others to death. In truth Yuan Shikai did not support the reformers' extreme course and knew well that to use troops to surround the garden and seize the empress dowager was to throw an egg against a stone and was moreover the crime of treason, so that his informing was wholly a measure of self-preservation in weighing the situation; and the matter became a burden to him, so that he was obliged to write his Record of 1898 in his own defence.

Governor of Shandong, Governor-General of Zhili and the New Policies

By his informing Yuan Shikai won the confidence of the empress dowager's party and his standing soared. In the winter of 1899 he was made governor of Shandong, at forty his first appointment as a frontier official; and Shandong being then full of the anti-foreign Boxers, Yuan Shikai on taking office judged them a depraved heresy and, reversing his predecessor's indulgence, suppressed the Boxers with all his force, so that they could not stand in Shandong and fled towards Beijing; and when the allied armies invaded in 1900 Shandong remained stable under his government. In November 1901 Li Hongzhang died and Yuan Shikai was appointed acting governor-general of Zhili and commissioner of the northern ports, confirmed the next year, so that he leapt to be a man of power that all at home and abroad watched. From the twenty-seventh to the thirty-third year of Guangxu he was governor-general of Zhili for seven years, and in that first rank of frontier officials devoted himself to carrying out the new policies of the late Qing and transplanting Western institutions and methods of production wholesale, setting up many new bodies within the system to conduct and supervise them: a military office for the training of troops; an office of education, afterwards the department of schools, to run the new schools in place of the old private academies, for Yuan Shikai held that education was the root of founding a state and primary schooling the root of education; an office of manufactures to promote mines and industry in every prefecture and county; an office of agriculture to promote the improvement of farming; a police bureau to create a modern police and extend it through the province, with modern municipal works in such great cities as Tianjin; the introduction of Western judicial institutions and the building of courts and a judicial system; the founding of chambers of commerce as modern organisations of industrialists; and the founding of banks to establish a modern financial system. Within a few years Zhili became the model province for the new policies throughout the land. He also took part in decisions and administration in every field of national government, politics, military affairs, economy and foreign relations, and in the new technology of transport and telegraphy, and strongly recommended Zhan Tianyou as chief engineer of the Peking-Kalgan railway. In 1903 he memorialised for the setting up of an office for the training of troops and became its minister, in which post, though nominally a co-director, he was in fact the decider and commander, and within three years the Beiyang army was trained; and he afterwards organised and commanded the joint manoeuvres of the new armies north and south. In 1905, on his initiative, he joined the governor-general of Huguang and other provincial officials in memorialising for the abolition of the examination system, ending the traditional civil examinations. In 1906 the court proclaimed its intention to prepare for constitutional government and appointed seventeen officials to compile the new official system, of whom sixteen were princes, nobles and ministers of the grand secretariat, the grand council and the boards, and only Yuan Shikai a provincial official, yet he held the real power in the preparation for constitutional rule and in the daily working of the compilation, the office of compilation being staffed from top to bottom with his own men. In August of that year the court held a conference before the throne on constitutional matters, and Tieliang, on the ground that Yuan Shikai was too precipitate, quarrelled hotly with him; and afterwards Yuan Shikai joining others in impeaching Tieliang for obstructing the new policies, he rather roused Cixi's suspicion and became the target of the whole court. In November the court decreed a reform of the official system, merging the board of war and the office for training troops into a board of the army to which all military business passed, with Tieliang as its minister, which marked the passing of the leadership of army training from Yuan Shikai to Tieliang. Yuan Shikai, retreating in order to advance, himself asked that the first, third, fifth and sixth divisions be transferred to the direct control of the board of the army while requesting that the two most picked divisions, the second and fourth, remain under Zhili, which the court granted. In the summer of 1907, on the eve of entering the grand council, he memorialised for the immediate realisation of constitutional government; and the court then moved him up to be a grand councillor and minister of foreign affairs, becoming a chief minister of the day, a move that in truth stripped him of his last military power by a nominal promotion. At the end of the thirty-fourth year of Guangxu, 1908, the empress dowager and the Guangxu emperor died, and during the hundred days of mourning the prince regent Zaifeng, on the ground of a foot ailment, ordered Yuan Shikai to be relieved and sent home. He returned to Henan and at first lived in retirement at Yanshang near Zhangde, fishing and waiting for the moment to come out again.

His Recall in 1911, the Peace Negotiations and the Abdication

The Wuchang rising was the occasion of his return. On the fourth day after it the court called him back, made him governor-general of Huguang and ordered him to the front to take part in military affairs, but only as the deputy of the minister of the army who had gone south before him, without giving him command at the front, and sent his confidants to Yanshang to urge him; and after weighing the matter he thanked the throne by memorial two days later and formally came out, attaching to his memorial eight demands, chiefly for a force of his own to command, the transfer of a body of generals, the grant of funds, and independent command, the general staff and the board of the army not to hamper him from afar. On the fifth day of the ninth month he telegraphed that he would set out south on the ninth, saying that he dared not promise victory at the front but that while he had a day for his country there would be no fear of a move northwards; and on the fourth and fifth he sent two long secret telegrams asking the court, in this great hour of arms, to follow the precedents of former dynasties and set up a military affairs office as a central unified organ, to keep information secret, quicken decisions and unify command. On the eleventh day of the ninth month of the xinhai year, when the Qing and the revolutionary armies were fighting at Hankou, Yuan Shikai took the field in Hubei and took his seat at Xiaojia harbour in Xiaogan; and that day the edict reached the front that Yuan Shikai was now made prime minister, with all the land and sea forces sent to Hubei and the river fleet still under his command. The same day the ministers of the cabinet resigned. Having thus won power enough to control the court and command the armies, he asked the court to stop the attack on the one hand and on the other sent a delegation south to negotiate, first to Wuhan and at last to Shanghai, his bottom line being a constitutional monarchy under the Qing and a united north and south. In December the two sides opened talks in the municipal hall, the first meeting agreeing to an armistice and mutual orders to that effect; and on 20 December a second meeting, the truce being nearly out, agreed to extend it seven days and to include Shaanxi, Shanxi and Sichuan, the first nationwide armistice. That settled, the two sides turned to substance and agreed that a national assembly should decide the questions at issue; and from 29 to 31 December they discussed the execution of the truce, the treatment of the abdicated Qing emperor and of the Manchus, Mongols, Muslims and Tibetans, debating long the composition of the national assembly and the place of meeting, and resolving to move it into the Shanghai foreign concessions. On the other hand, by the year's end the revolutionaries could not let the new government stand headless, and since Yuan Shikai had never clearly declared for a republic and could not at once be persuaded to abandon constitutional monarchy, the Nanjing government had to choose another to preside; and Sun Yat-sen, who returned on 21 December, became the best choice, being elected provisional president by the provincial delegates at Nanjing on 29 December by secret ballot, seventeen provinces voting one vote each, Sun receiving sixteen of the seventeen. This displeased Yuan Shikai, who tore up the agreements already reached, publicly asked what was meant by electing a president, and secretly had Duan Qirui and Feng Guozhang rally the Beiyang officers to telegraph against the republic and declare that they would fight hard for constitutional monarchy. The revolutionaries, however, had no wish to break with Yuan, and Sun Yat-sen's provisional presidency was only "a temporary filling of the place," to be resigned when the moment came: he explained this on the day of his election, telegraphed Yuan Shikai again on 2 January 1912 that he could not bear a civil war and the ruin of the people and did not oppose the negotiations, that whether the state were democratic or monarchical need not be debated again, that Yuan's labours would be understood, and that if by his efforts war could be spared, the people's wish attained, the races reconciled and the Qing house given ease, then the merit and the ability made him the natural choice; and on 15 January he declared publicly that if the Qing emperor would in fact abdicate and proclaim a republic, the provisional government would not break its word but he would formally resign, and with merit and ability the first to be recommended was Yuan. Having tested the ground and been assured by Sun Yat-sen, Yuan Shikai, fearing delay, quickened his pressure on the palace. On 6 February 1912 the provisional senate at Nanjing passed the articles of favourable treatment for the Qing house, and on the twelfth the court was obliged to accept them and issued the emperor's edict of abdication, so that the negotiations of 1911 succeeded. In the abdication edict Yuan Shikai had inserted the words that the provisional republican government should be organised with full powers by Yuan Shikai, to show that the succession of the state was received from the Qing; and he telegraphed at once to the Nanjing provisional government and Sun Yat-sen that a republic was the best form of state and that he would never let a monarchy come again in China. On 13 February 1912 Sun Yat-sen was obliged to offer his resignation to the provisional senate, attaching three conditions: that the capital be at Nanjing with the provisional government there; that Yuan Shikai come to Nanjing to take office; and that he abide by the Provisional Constitution. Yuan Shikai understood perfectly that Sun Yat-sen's Provisional Constitution, made after his resignation and turning the presidential provisional government into a cabinet system, was cut to his measure, and that his immediate business was to find a pretext to make Nanjing accept his taking office at Beijing. On 10 March 1912 he took up the provisional presidency at Beijing and appointed Tang Shaoyi prime minister; the Tang Shaoyi cabinet was formed on 21 April, by which time Sun Yat-sen had formally resigned.

His Rule in the Early Republic, the Twenty-one Demands, and the Monarchy

In 1913 the Nationalist party won the parliamentary elections and its leader was assassinated; the second revolution failed, and in October the parliament elected Yuan Shikai president, whereupon he dissolved it and set up a political conference. In foreign affairs the negotiations over Japan's twenty-one demands were the gravest: early in 1915 the Japanese government put the demands to Yuan Shikai's government, Japanese power seeking to enter the heart of China; and Yuan Shikai wrote comments on each article, directing the foreign ministry to negotiate on principle, hoping by delay to draw international attention and the intervention of the European and American powers. From 2 February to 7 May 1915, over a hundred and five days, his government negotiated with Japan more than twenty times, the Chinese delegates resisting many of the demands; and his government used every device to delay and leaked the unreasonableness of the demands to all ranks of society, hoping for international intervention and to rouse public opinion at home against Japan. On 6 May 1915, in his telegram to the provinces, Yuan Shikai said that China's coastal bays and islands could not be ceded or leased to other powers, and that Japanese advisers, joint Sino-Japanese policing and joint control of arms were "the chief means of strangling us"; that China should not break off and ruin all for this, but should strive with all her strength to recover a fraction at a time. The Japanese government, angered at last, sent an ultimatum on 7 May demanding an answer by six in the afternoon of the ninth. On 8 May Yuan Shikai called his chief officials, held that Japan having withdrawn the fifth group of demands most injurious to China they were no longer terms of national extinction, and that to avoid war the terms should be accepted; he said that though China was weak, should her sovereignty be infringed and her internal government fettered as in the fifth group he would resist to the death, that the foreign ministry had held to his instructions and refused to the end with all its strength, and that after this great trial all should take the acceptance as bitter shame and with the spirit of sleeping on brushwood and tasting gall set about vigorous work, hoping to meet Japan with head raised after ten years of burying themselves in effort. Under Japan's compulsion his government answered the ultimatum on 9 May 1915; and after further bargaining over the text the treaty concerning Shandong and the treaty concerning southern Manchuria and eastern Inner Mongolia with thirteen exchanges of notes were signed at Beijing on 25 May, known together as the treaty of the fourth year of the Republic. He afterwards abolished the Provisional Constitution and gave the president centralised power, and the conference on the constitution made a law of presidential election changing the five-year term renewable once into a ten-year term renewable without limit, with the successor nominated by the president, so that in effect he might be president for life. Not content even with this, he set about restoring the monarchy and making himself emperor: after repeated refusals he accepted the imperial title, prepared to establish a form of government, changed the presidential palace into the palace of New China, and drafted regulations for the new imperial house, providing among other things that imperial kin might serve as army and navy officers but might not organise parties or hold high political office, that the eunuch system and the selection of palace women and the tribute of the provinces should be abolished for ever, and that no imperial kinsman should trade and compete for profit with the common people. The measure was condemned and rejected by the whole people and brought on the war of national protection, province after province answering; and Yuan Shikai, seeking to rely on Duan Qirui to hold the Beiyang forces together and to crush the southern risings, found that the provinces in revolt did not cease their military action. In the latter part of May he fell ill of grief and anger and died on 6 June 1916 of uraemia at fifty-seven, being buried with full rites at Anyang in Henan on 24 August of that year. By the recollections of those about him, Feng Guozhang and others had secretly joined several provincial generals in preparing to press Yuan Shikai to cancel the monarchy and punish the promoters of it, the so-called secret telegram of the five generals; and the general of Zhili, receiving it, informed Yuan Shikai, who was greatly shaken and all but fainted. Afterwards he received Tang Xiangming's telegram against him, and faced with desertion on every side and enemies all about, he cried out in a fury that all was finished; and his illness worsened and he took to his bed. After his death the newspapers published many couplets of abuse and mockery, one of them playing on the names of two prescriptions: the six gentlemen who brought on the illness being the members of the society for tranquillity, Yang Du, Sun Yujun, Li Xiehe, Liu Shipei, Yan Fu and Hu Ying, who urged his restoration, and the two Chen and the Tang who killed him being the general of Sichuan Chen Huan and the general of Hunan Tang Xiangming, whose telegrams of independence hastened his end.

Major Activities

Military Contributions

Yuan Shikai was one of the important figures in China's early modern military modernization. As a young man he accompanied Wu Changqing to Korea and took part in suppressing the Imo Mutiny and Gapsin Coup. After returning to China he organized the Newly Created Army at Xiaozhan using the German army as a model. He developed modern systems of recruitment, organization, officer appointment and education, training, pay, and logistics, breaking with elements of the older Eight Banners, Green Standard Army, Xiang Army, and Huai Army systems. He emphasized modernized and standardized weapons and adopted advanced Western technology. The Newly Created Army later expanded into the six divisions of the Beiyang New Army, the main military force of the late Qing, and many early Republican Beiyang warlords emerged from it. The source text therefore describes Yuan as the founder of the Beiyang military group.

Political Activities

Yuan's political career spanned the late Qing and early Republic. Under the Qing he held offices including Imperial Resident in Korea for diplomatic and commercial affairs, Provincial Judge of Zhili, Right Vice Minister of Works, Governor of Shandong, Viceroy of Zhili and Beiyang Minister, Grand Councillor, Minister of Foreign Affairs, and Prime Minister of the Cabinet, becoming one of the most powerful Han Chinese officials of the late dynasty. In the Republic he served as Provisional President and then first formal President and established the Beiyang Government. He suppressed the Second Revolution, dissolved parliament, promulgated the Constitutional Compact of the Republic of China, and ruled through a highly centralized presidency. He accepted most of Japan's Twenty-One Demands and proclaimed himself emperor in the Hongxian monarchy, which failed under the pressure of the National Protection movement.

Travels and Places of Activity

Yuan Shikai's career took him across many parts of China and Korea. As a youth he accompanied Yuan Baoqing through Jinan, Yangzhou, and Nanjing; studied in Beijing; and assisted famine relief in Kaifeng. He later joined Wu Changqing at Dengzhou in Shandong and crossed to Korea, where he remained for twelve years. After returning to China he trained troops at Xiaozhan near Tianjin; served as Governor of Shandong and Viceroy of Zhili, with postings centered on Jinan, Baoding, and Tianjin; later entered the Grand Council in Beijing; retired for a time at Huanshang Village near Zhangde in Henan; and after being recalled became Prime Minister and then president in Beijing, where he eventually died.

Relations with Contemporaries

Yuan maintained wide connections with major figures of the late Qing and early Republic. He met Xu Shichang in Chenzhou and formed a sworn friendship; Xu later became a lifelong adviser. In Wu Changqing's staff Yuan studied under educated men including Zhang Jian and Zhou Jialu. In Korea he formed close ties with Korean officials such as Kim Yun-sik and Kim Byeong-si. During the Xiaozhan period he cultivated officers including Duan Qirui, Feng Guozhang, Wang Shizhen, Cao Kun, and Zhang Xun. Li Hongzhang valued and promoted him. Yuan also interacted with reformers such as Kang Youwei, Liang Qichao, and Tan Sitong before his disclosure during the 1898 coup led to a complete break. His relations with revolutionary leaders including Sun Yat-sen and Huang Xing alternated between negotiation and conflict.

His Political and Local Government Measures

Among Yuan Shikai's chief political measures in the early Republic were these: on 1 May 1914, the day the constitution was promulgated, he abolished the state council and set up a hall of government under a secretary of state who assisted in affairs at the president's command, being in truth the president's chief of staff and answerable to him alone, with Xu Shichang in the post and assistants of left and right beneath him; and the boards were made directly subject to the president as executive organs. On 28 July he issued an ordinance on the ranks of civil officials, dividing them into three classes and nine grades. In local government, to avoid too much local power and the threat of elected governors, he decided in October 1912 on the three-tier system of province, circuit and county, inserting circuits between province and county and abolishing the old prefectures, departments and sub-prefectures; and on 23 May 1914 he promulgated the regulations for provincial, circuit and county officials, with an inspecting commissioner in the province, a circuit intendant in the circuit and a magistrate in the county, the inspecting commissioner controlling civil government and defence and supervising finance and justice, with civil and military government separated so that a military governor could not also be inspecting commissioner. Magistrates were appointed by examination or recommendation, the former requiring three years or more in a substantive or recommended office or three years or more of law, politics or economics in a school above the special level with a diploma; in the three examinations of 1914, 1,921 were taken and more than three hundred recommended without examination, but as the counties of the whole country numbered little more than two thousand and no appointment could be made without a vacancy, those taken often could not be posted in time. In military affairs he set up the office of the commander-in-chief of the army and navy and trained a model army, taking military power into his own hands: after the suppression of the second revolution the board of the army had grown greatly in power, Duan Qirui deciding promotions and dismissals on his own and promoting his own pupils and subordinates so as to form a faction within the army, and the office was set up to reverse this drift of military power away from him; and there he trained the model corps himself, setting up at the same time a military college to which confidant officers of the six Beiyang divisions and young officers recommended by provincial officials friendly to him were brought to Beijing for training, where he treated them with great kindness and sent them back to their provinces for promotion. On 30 June 1914 he abolished the military governorships of the provinces and substituted the title of general, adding the character for awe to those without command, that for martial to those with it and that of general-in-chief to those of special merit, while those with real command of troops became supervisors of military affairs under the president and subject to the board of the army and the general staff. The purpose was to narrow by the circuits the jurisdiction and power of provincial heads and, by separating civil and military government, to empty the military governorship of power and prevent a commander from joining local government to become a satrap. He also decreed the cutting of the queue, issuing in June 1914 six rules on it.

His Economic, Industrial, Currency and Financial Measures

Yuan Shikai held that with the founding of the Republic industry should come first, and he invited the great industrialists of the nation. In November 1913 he issued a decree protecting overseas Chinese investment in industry, providing that returned emigrants investing at home should be favourably treated and helped by the provincial authorities, which greatly stirred the zeal of overseas Chinese to invest, so that between 1912 and 1919 alone their enterprises numbered 1,042, and existing firms expanded greatly in the period; and there arose in his time a wave of founding enterprises and a rapid growth of national industry and commerce faster than in any earlier period. In finance he carried out a series of measures against abuses: reforming the financial administration with a ministry of finance at the centre and revenue offices, afterwards finance offices, in the provinces, establishing a unified financial administration; drawing up accounting regulations and beginning to frame local budgets, improving the modern system of state estimates and accounts; setting up an audit office at the centre and branches in the provinces, improving the modern audit system; dividing central and local finance, cutting local and strengthening central financial power; employing the British expert Dane to reform the salt administration, so that the salt revenue gradually increased; and reforming the land tax, reducing the categories of it, fixing the exchange of silver and grain and ordering the provinces to collect it in silver dollars, twice setting up boundary offices and carrying out the measurement of land and the rearrangement of the tax registers. By these means he steadied the financial order of the whole country, secured the central revenue and somewhat improved the state's finances, so that in the Beiyang period only the third to fifth years of the Republic, when Yuan Shikai ruled, had no deficit. To unify the silver coinage he began in 1914 to strike a new silver dollar, weighing seven mace two candareens, being six mace four candareens eight cash of pure Kuping silver with copper, bearing his own head, whence it was called the Yuan head; and being uniform in form, weight and fineness, it passed everywhere without hindrance and soon displaced the other silver coins, the new quotation replacing the old dragon-dollar quotation from 1 August 1915, so that for the first time the quotation of China's own silver dollars was unified. In the reform of paper money his government began with Guangdong, where the over-issue was worst: in June 1914 it set aside a million pounds of idle funds from the salt tax of the reorganisation loan as reserve, opened a branch of the Bank of China in Guangdong and issued silver notes against them, recovering and destroying over thirty million dollars of the province's over-issued notes in a month; other provinces contracted with the Bank of China to recover their local notes with its exchange notes or with currency bonds; and the two banks, the Bank of China and the Bank of Communications, were ordered to open silver exchange offices in every province so that merchants and people might exchange local bad notes at any time for their exchange notes, since their notes, backed by ample reserves, were trusted, and so the reform of the paper currency made some progress. On 7 February 1914 his government promulgated the regulations on the national currency with detailed rules, and also set about reorganising the central bank and the Bank of Communications.

His Measures in Education, Ritual, the Press, and the Suppression of Opium and Gambling

Yuan Shikai held that the social manners of the early Republic were worse than those of the late Qing, chiefly because the moral order and ritual teaching had been cast away, so that the re-establishment of order commonly took the form of restoring it under the doctrine of honouring Confucius and returning to antiquity; accordingly in June 1913 he issued an order honouring Confucius as the teacher of ten thousand ages, and on 28 September 1914 commanded that the rites of sacrifice to Confucius be performed alike in the capital, where the president should sacrifice, and in the provinces, where the governors should, himself going in person to the temple. In January 1915 he issued a special outline of education, providing that all schools should revere the ancient sages as their models, honouring Confucius to lay the foundation and Mencius for application, that teachers should study the nature and principle and the learning of Lu and Wang, and that the classics should be read in all schools; and in February he issued the fixed aims of education, replacing the educational aims of the early Republic with seven: patriotism, martial spirit, practicalness, following Confucius and Mencius, valuing self-government, abstaining from greed and contention and from rash advance. His other measure of restoration was the revival of the sacrifice to heaven: on 20 December 1914 he issued an order on it, saying that the ancients who ruled the people called on heaven and governed, which accorded with the democratic spirit, and on the twenty-third went to the Temple of Heaven to perform the rite, also combining the worship of the martial temple, in which all military oaths were to be sworn. In the press, after the second revolution broke out in July 1913 his government began to suppress on a large scale the newspapers of the Nationalist party and its sympathisers; and as most Shanghai papers were published in the foreign concessions and could not be closed directly, it resorted to forbidding their sale and restricting their circulation inland. By the figures, in the first year of the Republic there were some five hundred newspapers in the country, and by the end of 1913 only a hundred and thirty-nine remained, a fall of more than three hundred, a heavy blow to press and publishing. On 2 April 1914 his ministry of the interior issued a newspaper ordinance in thirty-five articles, requiring licences and deposits and forbidding the publication of matter to confound the constitution, disturb the peace, corrupt morals or reveal diplomatic and military secrets, all papers to be filed with the police on the day of issue; and this ordinance copied Japan's press law of 1875 while being harsher than it. On 10 July 1915 a revised newspaper ordinance was issued, and on 5 December 1914 the prime minister promulgated a press law extending the prohibitions to all printed matter, written or pictorial, with harsher provisions still. As to opium and gambling, Yuan Shikai consistently opposed both: as governor-general of Zhili in the late Qing he memorialised on 19 May 1907 for the elimination of opium, saying that its harm poisoned living men and squandered silver and gold beyond reckoning and was truly the source of China's poverty and weakness, and under him Zhili set up more than two hundred centres for breaking the habit, closed more than eight hundred opium shops and seized thirteen hundred cases of secret trafficking, while as to poppy growing he issued repeated proclamations that any household secretly sowing it should have the seedlings cut and the land confiscated; and as president he required addicts to break the habit at once, dealers to close, and growers to change their crops on pain of punishment, issuing at least seven anti-opium decrees. On gambling, he had forbidden it in the army from the time of the training at Xiaozhan, two of his twenty simple military rules being penalties, one of them on gambling, the offender to be punished by having an arrow stuck in him; as governor-general of Zhili the rules of the normal school and the primary schools forbade gambling to all within them on pain of dismissal; and as president he forbade it by law, the provisional new criminal code issued in June 1912 setting different penalties for gamblers and for keepers of gambling houses.

The Frontiers and Foreign Relations

When Outer Mongolia attacked Inner Mongolia by force, Yuan Shikai on the one hand conciliated and comforted the princes of Inner Mongolia and on the other moved troops to drive back the Outer Mongolian army, thus steadying Inner Mongolia, and afterwards issued regulations extending the large-scale opening of Mongol lands to cultivation in Inner Mongolia. In Tibet he once sent a western expedition, but before it reached Lhasa he compromised with Britain and convened a conference. The basic character of his diplomacy was that of maintenance, with three chief elements: the maintenance of the system of relations with foreign powers formed in the late Qing and chiefly characterised by unequal treaties, he declaring at once to the powers that the Republic would recognise all their privileges in China and instructing the foreign ministry to inform the governments that all treaties concluded between the Qing and the powers would be carried out by the Republic and all cases open or closed or to be opened continued by the diplomatic representatives, and issuing a presidential order that the military and civil officers of every province should study the treaties and observe them strictly so as not to break faith with the world and endanger the state; the maintenance of the territory formed in the late Qing, when at the change of regime separatist forces in the borderlands were astir and foreign powers took their chance, so that he maintained the late Qing territory by compromise, securing China's suzerainty over Outer Mongolia by treaty, leaving the Tibetan question in suspense by refusing to recognise the Anglo-Tibetan agreement, and avoiding the independence of Manchuria and Mongolia by diplomatic struggle and the winning of international support; and the maintenance of the balance of power formed in the late Qing, continuing the late Qing policy of using one foreign power against another and seeking China's survival in the cracks between them, as in the policy of joining Europe and America against Japan and leaking the terms of the twenty-one demands so that pressure from Britain and America should force Japan to abandon the fifth group. In addition, in 1913 Yuan Shikai approved the first day of the first month as the spring festival and agreed to a holiday then, from the next year 1914, so that the beginning of the lunar year has been known ever since not as the passing of the year but as the spring festival.

Personal Relations

  • Biological father: Yuan Baozhong, Xiangcheng landholder who purchased the rank of subprefect
  • Biological mother: Lady Liu, concubine of Yuan Baozhong
  • Adoptive father: Yuan Baoqing, younger brother of Yuan Baozhong, who held a second-rank salt-administration post in Jiangnan
  • Great-uncle: Yuan Jiasan, Governor-General of Grain Transport and participant in suppression of the Taiping and Nian forces
  • Collateral uncle: Yuan Baoheng, son of Yuan Jiasan and Left Vice Minister of Justice
  • Collateral uncle: Yuan Baoling, secretary in the Grand Secretariat
  • Principal wife: Lady Yu of Shenqiu, mother of Yuan Keding
  • Eldest son: Yuan Keding, his only son by the principal wife
  • Second son: Yuan Kewen, adopted into Lady Shen's line
  • Elder brother: Yuan Shilian, his third elder brother
  • Xu Shichang: Met in Chenzhou and became a sworn brother and lifelong adviser
  • Zhang Jian: Helped guide Yuan's studies in Wu Changqing's staff; the relationship later became distant
  • Zhou Jialu: Helped guide Yuan's studies in Wu Changqing's staff; Yuan treated him with particular respect
  • Wu Changqing: Huai Army general and sworn brother of Yuan Baoqing; Yuan joined his command
  • Emperor Guangxu: Received and promoted Yuan; their relationship deteriorated after the 1898 coup
  • Empress Dowager Cixi: Yuan disclosed the reformers' plot during the 1898 coup and later gained her trust, receiving important posts during the New Policies
  • Xuantong Emperor Puyi: Yuan forced the abdication carried out in Puyi's name by Empress Dowager Longyu
  • Empress Dowager Longyu: Issued the Qing abdication edict in the emperor's name
  • Li Hongzhang: Viceroy of Zhili and Beiyang Minister who valued and promoted Yuan
  • Ronglu: Viceroy of Zhili to whom Yuan reported the reformers' plan in 1898
  • Duan Qirui, Feng Guozhang, Wang Shizhen, Cao Kun, Zhang Xun: Beiyang New Army officers cultivated by Yuan
  • Sun Yat-sen: First Provisional President of the Republic of China; Yuan succeeded him as provisional president and later became formal president
  • Song Jiaoren: Acting leader of the Nationalist Party, advocate of cabinet government, political opponent of Yuan, later assassinated
  • Kang Youwei, Liang Qichao, Tan Sitong: Reformers whose movement failed after the 1898 coup; Yuan's disclosure aggravated the subsequent repression
  • Cai E: Launched the National Protection War against Yuan's monarchy
  • Tang Jiyao: Yunnan military governor and participant in the National Protection War
  • Sun Yat-sen and Huang Xing: Led the Second Revolution against Yuan

Historical Assessment

Qing / Contemporary

  • Li Hongzhang praised Yuan Shikai in 1890 as loyal by nature, keen in talent and judgment, able to uphold the larger situation, and willing to bear exceptional difficulty.
  • Korean observers were quoted as saying that Yuan was precociously capable and, after a year in Seoul, had won the support of the city's people.
  • Zhang Peilun criticized Yuan as arrogantly self-important, vain, and overbearing and argued that his long presence in Korea did not benefit the larger situation. (Jianyu Diary)
  • Emperor Guangxu responded favorably to Yuan's long reform memorial of 1895 and supported his proposals for military training.

Republican Period

  • Huang Xing denounced Yuan during the Second Revolution, calling his succession to power the chief source of disaster.
  • Cai E, in a declaration launching the National Protection War in 1915, condemned Yuan's assumption of imperial rule as a betrayal of the Republic that aroused universal anger.
  • Liang Qichao later remarked that Yuan's talent was many times his own, but argued that Yuan failed because he made himself emperor and because he mishandled foreign policy.
  • Sun Yat-sen criticized Yuan for having served as president of the Republic and then proclaiming himself emperor, describing the act as betrayal of the state.

People's Republic of China Period

  • Fan Wenlan's Modern History of China characterized Yuan as a “usurper of the state,” arguing that he appropriated the achievements of the 1911 Revolution, restored monarchy, and represented reactionary forces.
  • Chen Xulu's The Metabolism of Modern Chinese Society regarded Yuan as a promoter of modernization reform and acknowledged his role in the late Qing New Policies, while criticizing his imperial project.
  • Tang Degang's Yuan Shikai in Power described Yuan as an able minister in orderly times and an ambitious strongman in disorder, acknowledging his military and political ability while criticizing the decision to become emperor.
  • Luo Baoshan, chief editor of the Complete Works of Yuan Shikai, emphasized Yuan's contributions to late Qing reform and military modernization while criticizing the attempted restoration of monarchy.

Overseas Research

  • American scholar Ralph L. Powell, in The Rise of Chinese Military Power, observed that Yuan's military discipline was severe but that soldiers liked him because he personally cared for them and paid them on time, and that he instilled loyalty mainly to himself rather than to the emperor.
  • American scholar John K. Fairbank, in the Cambridge History of China: Late Ch'ing, is summarized in the source text as viewing Yuan as the strongest military and political figure of the late Qing and early Republic, whose Xiaozhan training helped initiate Chinese military modernization.
  • Japanese scholar Satō Tetsujirō, in Yuan Shikai, is summarized as regarding Yuan as a pioneer of Chinese modernization whose reforms had an important influence on China's modernization process.

LOCAL NETWORK

FIGURES ASSOCIATED WITH THIS DYNASTY

Bibliography

  • Zhao Erxun et al., Draft History of Qing, “Biography of Yuan Shikai,” Zhonghua Book Company
  • Luo Baoshan, ed., Complete Works of Yuan Shikai, Henan University Press
  • Tang Degang, Yuan Shikai in Power, Guangxi Normal University Press
  • Ralph L. Powell, The Rise of Chinese Military Power, Chinese Social Sciences Press edition
  • John K. Fairbank, ed., The Cambridge History of China: Late Ch'ing, Chinese Social Sciences Press edition